Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George B San MiguelWells Fargo Advisors Financial Network, LLCCharles Schwab & Co., Inc.08-14-2020
Blake Griffin WilleyE*TRADE Securities LLCCharles Schwab & Co., Inc.06-05-2020
David Allen OsgoodFisher InvestmentsCharles Schwab & Co., Inc.06-02-2020
Marc Victor LoweFisher InvestmentsCharles Schwab & Co., Inc.05-12-2020
Timothy Landon ShugrueFisher InvestmentsCharles Schwab & Co., Inc.05-07-2020
Gay Melynne M WriterFidelity Brokerage Services LLCCharles Schwab & Co., Inc.02-07-2020
Paul Andrew DysonFisher InvestmentsCharles Schwab & Co., Inc.01-30-2020
Abraham Amador-LindnerFisher InvestmentsCharles Schwab & Co., Inc.$5001-17-2020
Andrew Jay HooleyVestory, LLCCharles Schwab & Co., Inc.12-23-2019
Neil F FenningAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.12-10-2019
Katherine L TothLPL Financial LLCCharles Schwab & Co., Inc.12-05-2019
Michael Chase BrooksFisher InvestmentsCharles Schwab & Co., Inc.11-20-2019
Sean Paige Samuel BestFisher InvestmentsCharles Schwab & Co., Inc.11-20-2019
Tiffany C StonerBrighton Jones LLCCharles Schwab & Co., Inc.09-03-2019
Colin H GrayTradewinds Capital Management, LLCCharles Schwab & Co., Inc.$103-28-2019
Michael John-Hubbard ThompsonStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.03-18-2019
Jason Jeffry LongFisher InvestmentsCharles Schwab & Co., Inc.12-06-2018
Joseph Thomas GhidossiMoss Adams Wealth Advisors LLCCharles Schwab & Co., Inc.10-09-2018
Joseph Paul WilliamsCambridge Investment Research, Inc.Charles Schwab & Co., Inc.07-16-2018
Bryce Nicholas NiemiAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.06-06-2018
Alexander Haynes DorellNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.04-06-2018
Craig Stephen WesselsIntegrity Wealth Management, Inc.Charles Schwab & Co., Inc.03-06-2018
Wesley Ryan NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-24-2017
Brian Charles FaheyPersonal Investment Management IncCharles Schwab & Co., Inc.01-05-2017
Matthew James PickettFirst Financial Equity CorporationCharles Schwab & Co., Inc.12-01-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.