Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Ruben Craggett Jr.D.A. Davidson & Co.Chase Investment Services Corp.$25006-12-2009
Donna Jean NicholsU.S. Bancorp Investments, Inc.Chase Investment Services Corp.09-04-2009
Darin Michael RingKey Investment Services LLCChase Investment Services Corp.09-14-2009
Jamie K WeaverMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-15-2009
Roberta Lea CreimU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$10001-01-2010
Jeanette S StoflethKey Investment Services LLCChase Investment Services Corp.01-07-2010
Susan Elizabeth GrosshansU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$50002-03-2010
Ira Elijah ArmadU.S. Bancorp Investments, Inc.Chase Investment Services Corp.02-03-2010
Jamie Renee FontaineProspera Investment Advisors, LLCChase Investment Services Corp.02-06-2010
Lisa Michelle Hunter-RobertsU.S. Bancorp Investments, Inc.Chase Investment Services Corp.02-08-2010
Luke JauholaHSBC Securities (USA) Inc.Chase Investment Services Corp.03-08-2010
Lee Louise MackessyWells Fargo Investments, LLCChase Investment Services Corp.$10003-12-2010
Scott Michael CornettU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-22-2010
Matthew Christopher ThorpU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$50003-25-2010
Jeff Alan MerlinoU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-25-2010
Matthew S HarschMorgan StanleyChase Investment Services Corp.$50004-01-2010
Todd J BaekHSBC Securities (USA) Inc.Chase Investment Services Corp.04-09-2010
John Alan GrosshansU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$10004-30-2010
Robert CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$50006-25-2010
Krista Jean GalaninKey Investment Services LLCChase Investment Services Corp.09-20-2010
Kevin Matthew Wieczorek Sr.Wells Fargo Investments, LLCChase Investment Services Corp.09-30-2010
Kathren Hsueh WillsKey Investment Services LLCChase Investment Services Corp.11-08-2010
Jenifer Christine AndersonUnionBanc Investment Services, LLCChase Investment Services Corp.11-15-2010
Irina Vasil BolotinLPL Financial LLCChase Investment Services Corp.$25011-18-2010
Craig James Isamu TasaKey Investment Services LLCChase Investment Services Corp.11-23-2010
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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