Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donna Jean NicholsU.S. Bancorp Investments, Inc.Chase Investment Services Corp.09-02-2009
Darin Michael RingKey Investment Services LLCChase Investment Services Corp.09-14-2009
Susan Elizabeth GrosshansU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$5002-03-2010
Ira Elijah ArmadU.S. Bancorp Investments, Inc.Chase Investment Services Corp.02-03-2010
Luke JauholaHSBC Securities (USA) Inc.Chase Investment Services Corp.03-08-2010
Jeff Alan MerlinoU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-25-2010
Matthew Christopher ThorpU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-25-2010
Matthew S HarschMorgan StanleyChase Investment Services Corp.$15004-01-2010
John Alan GrosshansU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$1004-30-2010
Robert CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-25-2010
Irina Vasil BolotinLPL Financial LLCChase Investment Services Corp.11-18-2010
Douglas Phillip HaackCornerstone Advisors IncChase Investment Services Corp.01-14-2011
Randy Robert FlickerRaymond James Financial Services, Inc.Chase Investment Services Corp.02-25-2011
William Gordon TuttleWells Fargo Clearing Services, LLCChase Investment Services Corp.03-02-2011
Steven Frederick BecherWells Fargo Clearing Services, LLCChase Investment Services Corp.$5003-04-2011
Lance Kenji NekotaLPL Financial LLCChase Investment Services Corp.$5003-29-2011
Joseph Max CarterEdward JonesChase Investment Services Corp.07-08-2011
Lisa Jean RookairdUnionBanc Investment Services, LLCChase Investment Services Corp.07-26-2011
Jane Connelly LoebU.S. Bancorp Investments, Inc.Chase Investment Services Corp.08-17-2011
Lowell Thomas DiersWells Fargo Clearing Services, LLCChase Investment Services Corp.03-30-2012
Philip Keyt McEwenJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Jeffrey David MeadJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Cary Michael AtlasJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Karen Nadine BarrierJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Lyn Eugene BrandtJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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