Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wei GuMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-02-2019
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Lawrence Kinnaird HenshawOppenheimer & Co. Inc.Citigroup Global Markets Inc.05-22-2009
James Heward NicholsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15005-22-2009
Robert Paul HenshawOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5005-22-2009
Donald Hoiekvam MillsAmeriprise Financial Services, LLCCitigroup Global Markets Inc.05-15-2009
William Lawrence DonnellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10005-15-2009
Laura Michelle RobertMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$105-15-2009
Jose Luis Rojas Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2505-15-2009
Darren Dean GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-15-2009
Kyle Raymond ReepD.A. Davidson & Co.Citigroup Global Markets Inc.04-29-2009
Scott D. ElliottD.A. Davidson & Co.Citigroup Global Markets Inc.04-29-2009
Craig Ernst ChapmanOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10004-24-2009
Ginger Marie KesselEdward JonesCitigroup Global Markets Inc.04-24-2009
Francis James McCarthyEdward JonesCitigroup Global Markets Inc.04-24-2009
Kathleen Sue ReedOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-22-2009
Duane Clifton LarueOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10004-17-2009
Dawn Marie WilliamsH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$5004-17-2009
Peter Ross SmithH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.04-09-2009
Jason E. TvedtUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Shawn B. PeroffRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5003-27-2009
Gary Paul MelonsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-20-2009
Sherif John AwadRaymond James Financial Services, Inc.Citigroup Global Markets Inc.03-17-2009
Daryl Eugene MerrickH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.03-13-2009
Leonard Allen HansenH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$2503-12-2009
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.