Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
James Heward NicholsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15505-22-2009
Robert Paul HenshawOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15005-22-2009
Donald Hoiekvam MillsAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-15-2009
William Lawrence DonnellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-15-2009
Francis James MccarthyEdward JonesCitigroup Global Markets Inc.04-24-2009
Ginger Marie KesselEdward JonesCitigroup Global Markets Inc.04-24-2009
Kathleen Sue ReedOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-22-2009
Dawn Marie WilliamsH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.04-17-2009
Duane Clifton LarueOppenheimer & Co. Inc.Citigroup Global Markets Inc.$104-17-2009
Gary Alan BarssUBS Financial Services Inc.Citigroup Global Markets Inc.$104-09-2009
Jason E TvedtUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Kelly Lee GundersonUBS Financial Services Inc.Citigroup Global Markets Inc.$25904-09-2009
Kelvin BohrerUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Peter Ross SmithH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.04-09-2009
Stephen F. Fred FairfaxUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Shawn Barrett PeroffRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$103-27-2009
Gary Paul MelonsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5003-20-2009
Sherif John AwadRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2503-17-2009
Daryl Eugene MerrickH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.03-13-2009
Leonard Allen HansenH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.03-12-2009
Bill Duane PeabodyUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-06-2009
Randy T SiegelAMERIPRISE ADVISOR SERVICES, INC.Citigroup Global Markets Inc.03-05-2009
Steven James RustikD.A. Davidson & Co.Citigroup Global Markets Inc.$10002-26-2009
John James SchneiderEdward JonesCitigroup Global Markets Inc.$2502-20-2009
Next Page »

Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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