Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Steffan WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Charles Howard Simonson Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-22-2009
Klaudia Anna ConradtUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-23-2009
Clarence Michael PicklesUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-06-2009
Blythe Suzanne MansonUBS Financial Services Inc.Citigroup Global Markets Inc.$1002-06-2009
Paul Anthony Capeloto, Monty Dean Grau, Tama Lynne BorrielloWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-12-2009
Erik Gordon PetterWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-12-2009
John James SchneiderEdward JonesCitigroup Global Markets Inc.02-20-2009
Steven James RustikD.A. Davidson & Co.Citigroup Global Markets Inc.$5002-26-2009
Bill Duane PeabodyUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-06-2009
Sherif John AwadRaymond James Financial Services, Inc.Citigroup Global Markets Inc.03-17-2009
Gary Paul MelonsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-20-2009
Kelvin BohrerUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Kelly Lee GundersonUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Stephen Fred FairfaxUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Gary Alan BarssUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Jason E. TvedtUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Duane Clifton LarueOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10004-17-2009
Kathleen Sue ReedOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-22-2009
Kyle Raymond Reep, Scott D. ElliottD.A. Davidson & Co.Citigroup Global Markets Inc.04-29-2009
Laura Michelle Robert, Jose Luis Rojas Jr., Darren Dean GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-15-2009
James Heward NicholsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15005-22-2009
Robert Paul HenshawOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5005-22-2009
Kim Raymond WilliamsMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Gary Francis MagnusonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
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Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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