Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
James Kerwin FlynnMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Fredrick MarohnMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Kathleen L. WeberMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Todd Ellis BonimeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jill Virginia TokarczykMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Lori Ann MorseMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Debra Lynn MorrowMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jeff Scott MashMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Peter Phillip PerryMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Kathleen Yellam EggersMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Patrick C O'connorMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian David ChaseMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Susan Diane DonnanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Timothy Owen LynchMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Susan Ellen RiceMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Leroy SmalleyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Joseph MedvedMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Todd Alton SmithMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Julie Marie NaganMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Lowry Edward WestMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Craig OligerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Richard AcarreguiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Robert Arthur BohnerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Gregory Allen JonesMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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