Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Blair RolandLPL Financial LLCD.A. Davidson & Co.$5006-28-2019
Michael Garrison BlockhusRBC Capital Markets, LLCD.A. Davidson & Co.$15006-05-2019
Edwin Joseph KleinKestra Investment Services, LLCD.A. Davidson & Co.$15001-31-2018
Colin Bryant AultSecurities America, Inc.D.A. Davidson & Co.12-19-2017
Kelly Scott WambleLPL Financial LLCD.A. Davidson & Co.$5010-19-2017
Kelly WambleLPL FinancialD.A. Davidson & Co.$6010-19-2017
Edwin James Sondgroth Jr.Brighton Jones LLCD.A. Davidson & Co.09-18-2017
Timothy Michael VedizMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.$1,00008-17-2017
Betsy Joann ColeNewground Social InvestmentD.A. Davidson & Co.08-01-2017
Jeffrey Cowan MitchellAmeriprise Financial Services, Inc.D.A. Davidson & Co.01-06-2017
Vincent Edward StantonWells Fargo Clearing Services, LLCD.A. Davidson & Co.11-07-2016
Lauren Marin ShaughnessyRobert W. Baird & Co. IncorporatedD.A. Davidson & Co.$10008-19-2016
Robert Michael ShaughnessyRobert W. Baird & Co. IncorporatedD.A. Davidson & Co.$5008-19-2016
Timothy Aaron SchellLPL Financial LLCD.A. Davidson & Co.06-03-2016
Jennifer Erin DroppelmanRobert W. Baird & Co. IncorporatedD.A. Davidson & Co.$2502-20-2015
Trenton Kroeger MortonRaymond James & Associates, Inc.D.A. Davidson & Co.11-10-2014
Trenton K. Morton, Scott L. HitchcockRaymond JamesD.A. Davidson & Co.$29011-10-2014
Meena Siulai ChengCommonwealth Financial NetworkD.A. Davidson & Co.$3009-26-2014
Paul John-Pius Fahey Jr.RBC Capital Markets, LLCD.A. Davidson & Co.$15010-18-2013
Stephen Albert MorachAmeriprise Financial Services, Inc.D.A. Davidson & Co.08-16-2013
Arne Rolf DomasFinancial Advocates Investment ManagementD.A. Davidson & Co.06-07-2013
David Eugene MitchellLPL Financial LLCD.A. Davidson & Co.06-07-2013
James Robert ClarkeFinancial Advocates Investment ManagementD.A. Davidson & Co.05-03-2013
Matthew Shane LuskUBS Financial Services Inc.D.A. Davidson & Co.$2503-27-2013
William Edward LuskUBS Financial Services Inc.D.A. Davidson & Co.03-27-2013
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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