Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Allen IlliPacific West Securities, Inc.D.A. Davidson & Co.02-04-2009
David Lee KarpanAmeriprise Advisor Services, Inc.D.A. Davidson & Co.09-18-2009
Denise Diane BrandonWaddell & ReedD.A. Davidson & Co.$10006-25-2010
Drushelle Marie WarnickRaymond James Financial Services, Inc.D.A. Davidson & Co.$10001-03-2011
Robert Blair RolandRaymond James Financial Services, Inc.D.A. Davidson & Co.$50001-03-2011
Joey Lee StonePurshe Kaplan Sterling InvestmentsD.A. Davidson & Co.$50002-25-2011
Brenda Joyce BergUBS Financial Services Inc.D.A. Davidson & Co.$50005-11-2011
Paul Kelly HuntsmanEdward JonesD.A. Davidson & Co.$10005-27-2011
Bradley Evans VonhofWaddell & ReedD.A. Davidson & Co.$25006-10-2011
Douglas John McClureWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)D.A. Davidson & Co.$50009-15-2011
Michael Ruben Craggett Jr.Ameriprise Financial Services, Inc.D.A. Davidson & Co.$25009-30-2011
David Gino GianniniSymetra Investment Services, Inc.D.A. Davidson & Co.$15001-10-2012
Thomas Francis KellyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)D.A. Davidson & Co.$10001-12-2012
Geoffrey Harrison WhiteUBS Financial Services Inc.D.A. Davidson & Co.$15005-11-2012
Dana Rhodes AllenEK Riley Investments, LLCD.A. Davidson & Co.$10008-16-2012
Sharon Mae RhodesEK Riley Investments, LLCD.A. Davidson & Co.$15008-16-2012
Matthew Shane LuskUBS Financial Services Inc.D.A. Davidson & Co.$25003-27-2013
William Edward LuskUBS Financial Services Inc.D.A. Davidson & Co.03-27-2013
James Robert ClarkeFinancial Advocates Investment ManagementD.A. Davidson & Co.05-03-2013
David Eugene MitchellLPL Financial LLCD.A. Davidson & Co.$50006-07-2013
Arne Rolf DomasFinancial Advocates Investment ManagementD.A. Davidson & Co.06-07-2013
Stephen Albert MorachAmeriprise Financial Services, Inc.D.A. Davidson & Co.$25008-16-2013
Paul John Fahey Jr.RBC Capital Markets, LLCD.A. Davidson & Co.$15010-18-2013
Meena Siulai ChengCommonwealth Financial NetworkD.A. Davidson & Co.$25009-26-2014
Trenton Kroeger MortonRaymond James & Associates, Inc.D.A. Davidson & Co.11-10-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.