Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew John SheffieldUBS Financial Services Inc.D.A. Davidson & Co.$2503-19-2009
Denise Diane BrandonWaddell & ReedD.A. Davidson & Co.06-25-2010
RC Roland Chad Roland Blair Roland Gary Douvia Clarke HenleyRaymond JamesD.A. Davidson & Co.$46002-11-2011
Brenda Joyce BergUBS Financial Services Inc.D.A. Davidson & Co.05-11-2011
Douglas John McClureWells Fargo Clearing Services, LLCD.A. Davidson & Co.$10109-15-2011
Thomas Francis KellyWells Fargo Clearing Services, LLCD.A. Davidson & Co.$1,00001-12-2012
Geoffrey H WhiteUBS Financial Services Inc.D.A. Davidson & Co.05-11-2012
Dana Rhodes AllenEK Riley Investments, LLCD.A. Davidson & Co.$5008-16-2012
James Robert ClarkeFinancial Advocates Investment ManagementD.A. Davidson & Co.$1005-03-2013
Arne Rolf DomasLPL Financial LLCD.A. Davidson & Co.$1,00006-07-2013
Paul John-Pius Fahey JrRBC Capital Markets, LLCD.A. Davidson & Co.$15010-18-2013
Trenton K Morton Scott L HitchcockRaymond JamesD.A. Davidson & Co.$29011-10-2014
Trenton Kroeger MortonRaymond James & Associates, Inc.D.A. Davidson & Co.11-10-2014
Jennifer Erin DroppelmanRobert W. Baird & Co. IncorporatedD.A. Davidson & Co.$2502-20-2015
Robert Michael ShaughnessyRobert W. Baird & Co. IncorporatedD.A. Davidson & Co.$5008-19-2016
Lauren Marin ShaughnessyRobert W. Baird & Co. IncorporatedD.A. Davidson & Co.$10008-19-2016
Timothy Hale GanahlRobert W. Baird & Co. IncorporatedD.A. Davidson & Co.08-19-2016
Jeffrey Cowan MitchellAmeriprise Financial Services, LLCD.A. Davidson & Co.01-06-2017
Timothy Michael VedizMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.$1,00008-17-2017
Edwin James Sondgroth JrBrighton Jones LLCD.A. Davidson & Co.09-18-2017
Kelly WambleLPL Financial LLCD.A. Davidson & Co.$6010-19-2017
Kelly Scott WambleLPL Financial LLCD.A. Davidson & Co.$5010-19-2017
Colin Bryant AultSecurities America, Inc.D.A. Davidson & Co.12-19-2017
Edwin Joseph KleinKestra Investment Services, LLCD.A. Davidson & Co.$15001-31-2018
Karl Christopher HerrenRobert W. Baird & Co. IncorporatedD.A. Davidson & Co.08-01-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.