Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Dean CotterillRaymond James Financial Services, Inc.Edward Jones$5001-22-2019
Donald Wade SteffinsU.S. Bancorp Investments, Inc.Edward Jones$2501-18-2019
Apoorv NegiRaymond James Financial Services, Inc.Edward Jones11-29-2018
Caroline AlabachRaymond JamesEdward Jones$26510-22-2018
Caroline Helen AlabachRaymond James Financial Services, Inc.Edward Jones$110-22-2018
John A. GeeCUNA Brokerage Services, Inc.Edward Jones$106-15-2018
Devere Scott DudleyRaymond James Financial Services, Inc.Edward Jones$10005-25-2018
Brian Earl TeegardinRaymond James Financial Services, Inc.Edward Jones02-16-2018
Matthew John ScaranoUSA Financial Securities CorporationEdward Jones01-09-2018
Shawn Phillip KirkEK Riley Investments, LLCEdward Jones12-15-2017
Peter BlackwellLPL FinancialEdward Jones$5610-09-2017
Thomas S MartinEK Riley Investments, LLCEdward Jones$109-05-2017
John Mitchell EckhardtThrivent Investment Management Inc.Edward Jones08-08-2017
Mary Wadie BasiliWells Fargo Clearing Services, LLCEdward Jones$107-28-2017
Tearle Wylie WysockiAmeriprise Financial Services, Inc.Edward Jones06-16-2017
Jordan James DowersRaymond James Financial Services, Inc.Edward Jones06-13-2017
Richard David ButlerTD Ameritrade Investment Management, LLCEdward Jones05-08-2017
Kenya Deshawn DanielEK Riley Investments, LLCEdward Jones03-06-2017
Jeffany P TanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-20-2016
Tyler Dane BakkensenKey Investment Services LLCEdward Jones11-21-2016
Seongbae KimLPL Financial LLCEdward Jones10-28-2016
Michael AllenWells Fargo AdvisorsEdward Jones$10310-21-2016
Michael Fredrick AllenWells Fargo Advisors Financial Network, LLCEdward Jones$2510-21-2016
Karee Ann EliasonLPL Financial LLCEdward Jones$5010-18-2016
James Phillip Kleckner IIFirst Allied Securities, Inc.Edward Jones10-07-2016
Next Page »

Showing 1 to 25 of 187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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