Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Richard DeniganAXA Advisors, LLCEdward Jones04-03-2020
William Lewis OverstreetKey Investment Services LLCEdward Jones04-02-2020
James William DoughertyFisher InvestmentsEdward Jones03-18-2020
Joseph Paul LaroccoFisher InvestmentsEdward Jones02-04-2020
Robert William Seibel Jr.Fidelity Brokerage Services LLCEdward Jones02-03-2020
Juergen SchatzerPrincipal Securities, Inc.Edward Jones01-16-2020
Clint CoburnMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-24-2019
Alec Pennington PisoniFisher InvestmentsEdward Jones12-10-2019
Catherine Mary McDougallLPL Financial LLCEdward Jones12-03-2019
Gabriel S BoruffIntegrity Financial CorporationEdward Jones11-26-2019
James Joseph MeyerFisher InvestmentsEdward Jones11-20-2019
Karen LeeFidelity Brokerage Services LLCEdward Jones11-15-2019
Glenn R. RichardsonLPL Financial LLCEdward Jones10-28-2019
Ryan NowotnyFisher InvestmentsEdward Jones10-17-2019
Michael Roger EyermannFisher InvestmentsEdward Jones10-15-2019
Andrew Paul DefilippisFisher InvestmentsEdward Jones10-15-2019
Matthew Kraig JonesFisher InvestmentsEdward Jones10-15-2019
Frank J. CatelliU.S. Bancorp Investments, Inc.Edward Jones07-22-2019
Gage R. NiemeyerFisher InvestmentsEdward Jones$15007-17-2019
Steele NewmanWaddell & ReedEdward Jones$15007-12-2019
Ryan C MorrisonPruco Securities, LLC.Edward Jones07-02-2019
Ludwig Prufer Vollers IIIMML Investors Services, LLCEdward Jones06-21-2019
John Robert MacraeRaymond James Financial Services, Inc.Edward Jones$10004-11-2019
Lisa Jean OwenEdward JonesEdward Jones03-12-2019
Jeff Robert ThomsenAmeriprise Financial Services, LLCEdward Jones$1003-07-2019
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Showing 1 to 25 of 234 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.