Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank J. CatelliU.S. Bancorp Investments, Inc.Edward Jones07-22-2019
Ludwig Prufer Vollers IIIMML Investors Services, LLCEdward Jones06-21-2019
John Robert MacraeRaymond James Financial Services, Inc.Edward Jones$10004-11-2019
Jeff Robert ThomsenAmeriprise Financial Services, Inc.Edward Jones$1003-07-2019
Doan Dong NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-11-2019
Charles Dean CotterillRaymond James Financial Services, Inc.Edward Jones$5001-22-2019
Donald Wade SteffinsU.S. Bancorp Investments, Inc.Edward Jones$2501-18-2019
Caroline AlabachRaymond JamesEdward Jones$26510-22-2018
Apoorv NegiRaymond James Financial Services, Inc.Edward Jones11-29-2018
Nicholas ChampagneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-13-2018
Caroline Helen AlabachRaymond James Financial Services, Inc.Edward Jones10-22-2018
Thomas Joseph BarrettJ.P. Morgan Securities LLCEdward Jones07-24-2018
Bret Patrick EdenswordLPL Financial LLCEdward Jones07-09-2018
John A. GeeCUNA Brokerage Services, Inc.Edward Jones06-15-2018
Mark D. LalichAmeriprise Financial Services, Inc.Edward Jones06-01-2018
Devere Scott DudleyRaymond James Financial Services, Inc.Edward Jones$10005-25-2018
Shawn P. KirkEK Riley Investments, LLCEdward Jones12-15-2017
Jennifer Paige LeeAvier Wealth AdvisorsEdward Jones11-14-2017
Peter BlackwellLPL Financial LLCEdward Jones$5610-09-2017
Thomas S MartinEK Riley Investments, LLCEdward Jones$1009-05-2017
Jordan Anthony BinghamHornor, Townsend & Kent, LLCEdward Jones08-31-2017
Mary Wadie BasiliWells Fargo Clearing Services, LLCEdward Jones07-28-2017
Tearle Wylie WysockiAmeriprise Financial Services, Inc.Edward Jones06-16-2017
Jordan James DowersRaymond James Financial Services, Inc.Edward Jones06-13-2017
Richard David ButlerTD Ameritrade Investment Management, LLCEdward Jones05-08-2017
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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