Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Lee GurnardPartners Investment Network, Inc.Edward Jones02-18-2009
Aaron Carey UndsethRaymond James Financial Services, Inc.Edward Jones$1002-20-2009
Timothy Francis DevlinWells Fargo Clearing Services, LLCEdward Jones06-04-2009
Kristopher B. PaschalUBS Financial Services Inc.Edward Jones07-10-2009
Karl Daniel DuitsmanRaymond James Financial Services, Inc.Edward Jones$1008-28-2009
Mark Jeffrey MaydoleAllstate Financial Services, LLCEdward Jones11-11-2009
Brenda Sue HuberLPL Financial LLCEdward Jones11-16-2009
Teri Lynn Ploharz-BollingLPL Financial LLCEdward Jones11-18-2009
Christopher D BreckonMorgan StanleyEdward Jones$1011-27-2009
Brian Timothy DuffyRaymond James Financial Services, Inc.Edward Jones$10012-04-2009
R Brian WrightLPL Financial LLCEdward Jones$1012-11-2009
Douglas Stephen RandallSymetra Investment Services, Inc.Edward Jones02-19-2010
Jeremy Kay HunsakerMorgan StanleyEdward Jones03-26-2010
Matthew C. McAfeeSymetra Investment Services, Inc.Edward Jones04-01-2010
Valery Vitalievich GurinUBS Financial Services Inc.Edward Jones$5005-21-2010
Christopher Michael RischeLPL Financial LLCEdward Jones$1006-01-2010
Jay Norman JohnsonVALIC Financial Advisors, Inc.Edward Jones07-28-2010
Diana Leigh WynnCommonwealth Financial NetworkEdward Jones08-06-2010
Suzan Luna JaffeKMS Financial Services, Inc.Edward Jones08-20-2010
Everistus Eranor EtafoChase Investment Services Corp.Edward Jones08-30-2010
Kevin Mack WootenRaymond James Financial Services, Inc.Edward Jones09-10-2010
Vernon J. AhrendesChase Investment Services Corp.Edward Jones09-27-2010
Kathren Hsueh WillsChase Investment Services Corp.Edward Jones10-19-2010
Jeffrey David MeadChase Investment Services Corp.Edward Jones$2510-27-2010
Kelsey Elizabeth KeenerChase Investment Services Corp.Edward Jones11-01-2010
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Showing 1 to 25 of 234 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.