Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Carey UndsethRaymond James Financial Services, Inc.Edward Jones$1002-20-2009
Timothy Francis DevlinWells Fargo Clearing Services, LLCEdward Jones06-04-2009
Karl Daniel DuitsmanRaymond James Financial Services, Inc.Edward Jones$1008-28-2009
Brenda Sue HuberLPL Financial LLCEdward Jones11-16-2009
Teri Lynn Ploharz-BollingLPL Financial LLCEdward Jones11-18-2009
Brian Timothy DuffyRaymond James Financial Services, Inc.Edward Jones12-04-2009
R Brian WrightLPL Financial LLCEdward Jones12-11-2009
Suzan Luna JaffeKMS Financial Services, Inc.Edward Jones08-20-2010
Kevin Mack WootenRaymond James Financial Services, Inc.Edward Jones09-10-2010
Eric CumleyOlympic Wealth Management LLCEdward Jones11-08-2010
John Brian WhiteLPL Financial LLCEdward Jones11-29-2010
Christopher Wayne HudecRaymond James Financial Services, Inc.Edward Jones12-17-2010
Mourad Ibrahim GhalyLPL Financial LLCEdward Jones12-21-2010
Marty Ray PatersonU.S. Bancorp Investments, Inc.Edward Jones$1006-08-2011
Eric Everett TerrillLPL Financial LLCEdward Jones08-23-2011
Matthew James RyanLPL Financial LLCEdward Jones09-22-2011
John Jeffrey ReedRaymond James Financial Services, Inc.Edward Jones$1011-17-2011
Kimberly Marie McDanielsRaymond James Financial Services, Inc.Edward Jones01-09-2012
Brian Matthew Van HoutenAmeriprise Financial Services, Inc.Edward Jones02-13-2012
Jason Edward SkifstadWaddell & ReedEdward Jones08-02-2012
Derrick Stanley CaseyLPL Financial LLCEdward Jones$2508-23-2012
Adam Anthony HargraveWells Fargo Clearing Services, LLCEdward Jones10-11-2012
David F QuintCUNA Brokerage Services, Inc.Edward Jones$1001-01-2013
David Phillip LevineAmeriprise Financial Services, Inc.Edward Jones$1002-11-2013
Uriah V. HalpinAmeriprise Financial Services, Inc.Edward Jones03-22-2013
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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