Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Aaron Carey Undseth | Raymond James Financial Services, Inc. | Edward Jones | $10 | 02-20-2009 |
| Timothy Francis Devlin | Wells Fargo Clearing Services, LLC | Edward Jones | — | 06-04-2009 |
| Karl Daniel Duitsman | Raymond James Financial Services, Inc. | Edward Jones | $10 | 08-28-2009 |
| Brenda Sue Huber | LPL Financial LLC | Edward Jones | — | 11-16-2009 |
| Teri Lynn Ploharz-Bolling | LPL Financial LLC | Edward Jones | — | 11-18-2009 |
| Brian Timothy Duffy | Raymond James Financial Services, Inc. | Edward Jones | — | 12-04-2009 |
| R Brian Wright | LPL Financial LLC | Edward Jones | — | 12-11-2009 |
| Suzan Luna Jaffe | KMS Financial Services, Inc. | Edward Jones | — | 08-20-2010 |
| Kevin Mack Wooten | Raymond James Financial Services, Inc. | Edward Jones | — | 09-10-2010 |
| Eric Cumley | Olympic Wealth Management LLC | Edward Jones | — | 11-08-2010 |
| John Brian White | LPL Financial LLC | Edward Jones | — | 11-29-2010 |
| Christopher Wayne Hudec | Raymond James Financial Services, Inc. | Edward Jones | — | 12-17-2010 |
| Mourad Ibrahim Ghaly | LPL Financial LLC | Edward Jones | — | 12-21-2010 |
| Marty Ray Paterson | U.S. Bancorp Investments, Inc. | Edward Jones | $10 | 06-08-2011 |
| Eric Everett Terrill | LPL Financial LLC | Edward Jones | — | 08-23-2011 |
| Matthew James Ryan | LPL Financial LLC | Edward Jones | — | 09-22-2011 |
| John Jeffrey Reed | Raymond James Financial Services, Inc. | Edward Jones | $10 | 11-17-2011 |
| Kimberly Marie McDaniels | Raymond James Financial Services, Inc. | Edward Jones | — | 01-09-2012 |
| Brian Matthew Van Houten | Ameriprise Financial Services, Inc. | Edward Jones | — | 02-13-2012 |
| Jason Edward Skifstad | Waddell & Reed | Edward Jones | — | 08-02-2012 |
| Derrick Stanley Casey | LPL Financial LLC | Edward Jones | $25 | 08-23-2012 |
| Adam Anthony Hargrave | Wells Fargo Clearing Services, LLC | Edward Jones | — | 10-11-2012 |
| David F Quint | CUNA Brokerage Services, Inc. | Edward Jones | $10 | 01-01-2013 |
| David Phillip Levine | Ameriprise Financial Services, Inc. | Edward Jones | $10 | 02-11-2013 |
| Uriah V. Halpin | Ameriprise Financial Services, Inc. | Edward Jones | — | 03-22-2013 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
