Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamika Symone ParkerEQ Wealth ManagementEquitable Advisors, LLC06-04-2020
Tanner WilburnMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC04-29-2020
Dylan Patrick ShannonFisher InvestmentsEquitable Advisors, LLC04-27-2020
Jose Luis LedesmaEdward JonesEquitable Advisors, LLC04-03-2020
Carl Lee Bailey JrAmeriprise Financial Services, LLCEquitable Advisors, LLC11-15-2019
Theresa Anne HarrisonEdward JonesEquitable Advisors, LLC05-13-2019
Christopher Michael NienasFisher InvestmentsEquitable Advisors, LLC11-29-2018
Sarah Elizabeth WhittakerCambridge Investment Research, Inc.Equitable Advisors, LLC10-11-2018
Will McdonoughCambridge Investment Research, Inc.Equitable Advisors, LLC10-11-2018
Shireen S SharmaGWN Securities Inc.Equitable Advisors, LLC10-04-2018
Ethan James MeikleGWN Securities Inc.Equitable Advisors, LLC10-01-2018
Russell Glenn GochneaurCUSO Financial Services, L.P.Equitable Advisors, LLC09-28-2018
Austin J BryanJ.P. Morgan Securities LLCEquitable Advisors, LLC08-22-2018
Evan David JordanJ.P. Morgan Securities LLCEquitable Advisors, LLC08-16-2018
Erin BuchananCUSO Financial Services, L.P.Equitable Advisors, LLC06-07-2018
Blake Rafferty McGeheeFisher InvestmentsEquitable Advisors, LLC01-29-2018
Robert Michael EbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC12-21-2017
Cliff LohMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC10-22-2015
Benjamin Michael KeeverAmeriprise Financial Services, LLCEquitable Advisors, LLC07-06-2015
Chris Michael WheelerGWN Securities Inc.Equitable Advisors, LLC11-07-2014
Tracie Lee PaigeFidelity Brokerage Services LLCEquitable Advisors, LLC06-04-2014
Joshua Michael GraeffKMS Financial Services, Inc.Equitable Advisors, LLC02-28-2014
Aaron C LelandNYLIFE Securities LLCEquitable Advisors, LLC06-07-2013
Gurinder BassiNYLIFE Securities LLCEquitable Advisors, LLC01-31-2013
Justin HolleyPark Avenue Securities LLCEquitable Advisors, LLC01-18-2013
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.