Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Edmond LindenSecurities America, Inc.INVEST Financial Corporation12-01-2017
Kenneth Edward ReevesLPL Financial LLCINVEST Financial Corporation01-03-2017
Stephen Philip FullerLPL Financial LLCINVEST Financial Corporation06-04-2013
Brian Eric SwansonMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation09-18-2012
Darius Arian GhoddoussiAmeriprise Financial Services, Inc.INVEST Financial Corporation05-14-2010
James Blaise BattistoniCetera Advisors LLCINVEST Financial Corporation$10011-17-2017
Jerry Francis GintzCetera Advisors LLCINVEST Financial Corporation$30011-17-2017
Brett Howard HulseSecurities America, Inc.INVEST Financial Corporation$50012-01-2017
Hal LetticeSecurities America, Inc.INVEST Financial Corporation$50012-01-2017

Showing 1 to 9 of 9 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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