Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Mcdonald SanderSander Capital Advisors, Inc.J.P. Morgan Securities LLC11-20-2018
Nisha Saurin ShahU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-20-2018
Sakshi MadanKey Investment Services LLCJ.P. Morgan Securities LLC06-01-2018
Jose Luis GonzalezKey Investment Services LLCJ.P. Morgan Securities LLC05-10-2018
Prashant PillalamarriMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-27-2018
Alissa Ellen StearnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-23-2018
Saikou SannehKey Investment Services LLCJ.P. Morgan Securities LLC01-22-2018
Joseph Anthony Percacciolo IVVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC09-26-2017
Charles Francis Taylor Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-15-2017
Djajasaputra WidjajaUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC08-23-2017
Michael Allen ColvinLPL Financial LLCJ.P. Morgan Securities LLC$5008-14-2017
Anh Ha DoanKey Investment Services LLCJ.P. Morgan Securities LLC08-07-2017
Florencio Gilberto SandovalWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5007-07-2017
Tyler Kaleiiokalani ForsytheUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC06-15-2017
Marcus Allan WrightFarmers Financial Solutions, LLCJ.P. Morgan Securities LLC06-05-2017
Gregory William MattsonStrategic Advisers LLCJ.P. Morgan Securities LLC06-01-2017
Trevor Matthew FehrenbacherNYLIFE Securities LLCJ.P. Morgan Securities LLC05-26-2017
Eric Matthew MazemkeCUSO Financial Services, L.P.J.P. Morgan Securities LLC$5004-03-2017
Mathew Douglas LeonardUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC03-22-2017
Luke Frederick PaschallKey Investment Services LLCJ.P. Morgan Securities LLC02-09-2017
Joseph Ipras HermanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-12-2017
Shane Steven VeitenheimerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-06-2016
Alexander Nickita TulintseffMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5012-05-2016
Joshua Jordan NgKey Investment Services LLCJ.P. Morgan Securities LLC09-14-2016
Michael Emmerett HarndenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-09-2016
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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