Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria Lucia BotelhoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC03-10-2020
Tina DilbeckJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC03-05-2020
Geritt Chase FrantzPruco Securities, LLC.J.P. Morgan Securities LLC01-09-2020
Mcewan Gray Henderson VKey Investment Services LLCJ.P. Morgan Securities LLC01-07-2020
Gloria B. Valencia FariasKey Investment Services LLCJ.P. Morgan Securities LLC12-20-2019
Leninn Amine ChaconUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC12-12-2019
Christopher James BenignoFisher InvestmentsJ.P. Morgan Securities LLC09-18-2019
Sean Thomas O'DalaighFisher InvestmentsJ.P. Morgan Securities LLC08-15-2019
Ivy Qian LiuHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-19-2019
Kara M. PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Eric D. MullinixMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-27-2019
Jesse Richard NavarroU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-14-2019
Brian J. MarcinekMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-03-2019
Kiana Shanai ChengBNY Mellon Securities CorporationJ.P. Morgan Securities LLC05-21-2019
Paul E. DauronUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC05-21-2019
Richard Gregory McHughMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-03-2019
Patrick Julius C Julius PatulotUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC04-09-2019
Kaki ChungWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Braden Bryan JohnsonAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-05-2019
Julien Henri LevequeKey Investment Services LLCJ.P. Morgan Securities LLC01-09-2019
Jason A WhitlockFisher InvestmentsJ.P. Morgan Securities LLC01-09-2019
Zhipan HuangHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-27-2018
Michael M. SanderSander Capital Advisors, Inc.J.P. Morgan Securities LLC11-20-2018
Kelly Jane RomanoFisher InvestmentsJ.P. Morgan Securities LLC09-18-2018
Carlo F. MedinaTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC09-06-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.