Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Rich HatchCitigroup Global Markets Inc.J.P. Morgan Securities LLC$25005-11-2012
Joseph Donald CoveyUBS Financial Services Inc.J.P. Morgan Securities LLC08-20-2012
Todd William NicholsU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$10010-05-2012
Riley Charles MoringWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC11-30-2012
Noah David BelhumeurMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-20-2012
Jodi Lynn DavisEdward JonesJ.P. Morgan Securities LLC04-26-2013
Krystal L. BaarsKey Investment Services LLCJ.P. Morgan Securities LLC05-07-2013
Trevor John CobbMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-27-2013
Rakesh Bira ChopraCountry Capital Management CompanyJ.P. Morgan Securities LLC07-25-2013
James Edward BuchmillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-24-2013
Jeffrey Charles RattiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC09-27-2013
Michael Judd BocknerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$50011-14-2013
Carol Glock ThomasWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$50002-12-2014
Stephen M RounerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-11-2014
Deborah Ruth CalderKey Investment Services LLCJ.P. Morgan Securities LLC03-26-2014
Aaron Matthew EasterEdward JonesJ.P. Morgan Securities LLC$10005-01-2014
Kelly Todd KortmanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC05-06-2014
Christopher Phillip DolanEdward JonesJ.P. Morgan Securities LLC05-20-2014
Chad G ReibmanMorgan StanleyJ.P. Morgan Securities LLC$10006-06-2014
Helen Leann WadeMorgan StanleyJ.P. Morgan Securities LLC$25006-06-2014
Daniel Ray SchulerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC08-06-2014
Nam V. LeCetera Investment Services LLCJ.P. Morgan Securities LLC08-22-2014
Rachel Andrea BartleCountry Capital Management CompanyJ.P. Morgan Securities LLC09-04-2014
Nicholas Timothy HemphillMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-09-2014
Yekaterina V. PechenyukKey Investment Services LLCJ.P. Morgan Securities LLC10-10-2014
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Showing 1 to 25 of 117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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