Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Matthew EasterEdward JonesJ.P. Morgan Securities LLC$1005-01-2014
Alexander Nickita TulintseffMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5012-05-2016
Alissa Ellen DepueMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-23-2018
Anh Ha DoanKey Investment Services LLCJ.P. Morgan Securities LLC08-07-2017
Aubrey Kaye HolwegnerEdward JonesJ.P. Morgan Securities LLC04-07-2015
Braden Bryan JohnsonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-05-2019
Brandon Blaine MichaelsenLPL Financial LLCJ.P. Morgan Securities LLC$1005-02-2016
Brent Steven GrayMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
Brian MeadowsLPL Financial LLCJ.P. Morgan Securities LLC12-05-2014
Brian Stephen GeorgeWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-17-2015
Bryant Wynn GriffithsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-05-2016
Carol Glock ThomasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5002-12-2014
Chad G ReibmanMorgan StanleyJ.P. Morgan Securities LLC$1006-06-2014
Christopher Phillip DolanEdward JonesJ.P. Morgan Securities LLC05-20-2014
Christopher Thomas SakasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-02-2018
Corey OwenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-04-2016
Cory K. BenteUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC06-30-2015
Daniel Ray SchulerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-06-2014
Eric Matthew MazemkeCUSO Financial Services, L.P.J.P. Morgan Securities LLC$5004-03-2017
Florencio Gilberto SandovalWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-07-2017
Glenn C. CoatesMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
Haley M. LemmU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-04-2018
James Edward BuchmillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-24-2013
Jason Alexander EckermanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-07-2016
Jeremy James DavisU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-13-2017
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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