Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Marie Lewis-SaxauerBrokers International Financial Services, LLC.KMS Financial Services, Inc.03-30-2020
Howard John SaxauerBrokers International Financial Services, LLC.KMS Financial Services, Inc.03-26-2020
Monica Ann CallenLPL Financial LLCKMS Financial Services, Inc.$10003-23-2020
Michael Ludwig KappesNext Steps Advisors, Inc.KMS Financial Services, Inc.09-30-2019
Richard Holton IvesterWaddell & ReedKMS Financial Services, Inc.$3804-12-2019
Katherine Marie BenjaminColumbia Advisory Partners, LLCKMS Financial Services, Inc.01-07-2019
Robyn Pomprowitz MeyerPathMont Investment ManagementKMS Financial Services, Inc.12-14-2018
Mark Stephen MartelMartel Wealth Advisors IncKMS Financial Services, Inc.$1,00008-02-2018
Lloyd Grant CaudleMartel Wealth Advisors IncKMS Financial Services, Inc.08-02-2018
Jason Stephen MartelMartel Wealth Advisors IncKMS Financial Services, Inc.08-02-2018
Scott Ernest LivingstonUnited Planners' Financial Services of America A Limited PartnerKMS Financial Services, Inc.07-20-2018
Tassie Sonya MedlinUnited Planners' Financial Services of America A Limited PartnerKMS Financial Services, Inc.07-20-2018
Mickey Leroy FarrellCrown Capital Securities, L.P.KMS Financial Services, Inc.$1001-02-2018
Alice Marchand BozarthCountry Capital Management CompanyKMS Financial Services, Inc.09-29-2017
Michael Doyle JoslinJoslin Capital Advisors LLCKMS Financial Services, Inc.$5008-02-2017
Tarek Alan McAleeJoslin Capital Advisors LLCKMS Financial Services, Inc.$1108-02-2017
Kathryn Ann BetzJoslin Capital Advisors LLCKMS Financial Services, Inc.08-02-2017
Diane Lynn JochimsenWhite Raven FinancialKMS Financial Services, Inc.$1005-23-2017
Courtney C. PrinceKMS Financial Services, Inc.KMS Financial Services, Inc.05-04-2017
Marvel Tyrone Morgan Jr.LPL Financial LLCKMS Financial Services, Inc.$2504-24-2017
Rebecca Louise EckertKMS Financial Services, Inc.KMS Financial Services, Inc.04-14-2017
Nicholas John McCartyMorgan StanleyKMS Financial Services, Inc.09-01-2016
Eric Andrew SmithNatural InvestmentsKMS Financial Services, Inc.08-08-2016
Jonathan David WrideCrafted Finance, LLCKMS Financial Services, Inc.06-01-2016
Shane P. LarsonSP Larson Financial Planning, LLCKMS Financial Services, Inc.05-04-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.