Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey L. ChurchAmeriprise Financial Services, LLCKMS Financial Services, Inc.05-03-2012
Charles Travis RifeAvantax Investment Services, Inc.KMS Financial Services, Inc.$1011-09-2012
Jennifer Polkinghorn EasleyAxxcess Wealth Management, LLCKMS Financial Services, Inc.09-04-2020
Jonathan Andrew BarwickBarwick & Partners, Inc.KMS Financial Services, Inc.10-14-2015
Susan Marie Lewis-SaxauerBrokers International Financial Services, LLC.KMS Financial Services, Inc.03-30-2020
Howard John SaxauerBrokers International Financial Services, LLC.KMS Financial Services, Inc.03-26-2020
David Wayne MasonCambridge Investment Research Advisors, Inc.KMS Financial Services, Inc.$5008-27-2020
David Wayne MasonCambridge Investment Research, Inc.KMS Financial Services, Inc.$508-27-2020
Kellie Denise Hall-StrehlowCambridge Investment Research, Inc.KMS Financial Services, Inc.08-27-2020
Budd L. CollingsCetera Advisor Networks LLCKMS Financial Services, Inc.01-02-2013
Katherine Marie BenjaminColumbia Advisory Partners, LLCKMS Financial Services, Inc.01-07-2019
Alice Marchand BozarthCountry Capital Management CompanyKMS Financial Services, Inc.09-29-2017
Jonathan David WrideCrafted Finance, LLCKMS Financial Services, Inc.06-01-2016
Mickey Leroy FarrellCrown Capital Securities, L.P.KMS Financial Services, Inc.$1001-02-2018
Julia Ruth ScottIC Advisory Services, Inc.KMS Financial Services, Inc.$10008-17-2020
Michael Doyle JoslinJoslin Capital Advisors LLCKMS Financial Services, Inc.$5008-02-2017
Tarek Alan McAleeJoslin Capital Advisors LLCKMS Financial Services, Inc.$1108-02-2017
Kathryn Ann BetzJoslin Capital Advisors LLCKMS Financial Services, Inc.08-02-2017
Courtney C. PrinceKMS Financial Services, Inc.KMS Financial Services, Inc.05-04-2017
Rebecca Louise EckertKMS Financial Services, Inc.KMS Financial Services, Inc.04-14-2017
Monica Ann CallenLPL Financial LLCKMS Financial Services, Inc.$10003-23-2020
Marvel Tyrone Morgan Jr.LPL Financial LLCKMS Financial Services, Inc.$2504-24-2017
John Gerald RoellerLPL Financial LLCKMS Financial Services, Inc.10-13-2010
Wendy Lee ConnorsLPL Financial LLCKMS Financial Services, Inc.11-13-2009
Michael George Weinand MbaLPL Financial LLCKMS Financial Services, Inc.$1109-01-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.