Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alice Marchand BozarthCountry Capital Management CompanyKMS Financial Services, Inc.09-29-2017
Budd L. CollingsCetera Advisor Networks LLCKMS Financial Services, Inc.01-02-2013
Charles Travis RifeAvantax Investment Services, Inc.KMS Financial Services, Inc.$1011-09-2012
Courtney C. PrinceKMS Financial Services, Inc.KMS Financial Services, Inc.05-04-2017
Diane Lynn JochimsenWhite Raven FinancialKMS Financial Services, Inc.$1005-23-2017
Donald Lee WellsTitan SecuritiesKMS Financial Services, Inc.03-04-2010
Eric Andrew SmithNatural InvestmentsKMS Financial Services, Inc.08-08-2016
Howard John SaxauerBrokers International Financial Services, LLC.KMS Financial Services, Inc.03-26-2020
Jamie Frances ReebVoya Financial Advisors, Inc.KMS Financial Services, Inc.07-31-2013
Jason Stephen MartelMartel Wealth Advisors IncKMS Financial Services, Inc.08-02-2018
Jeffrey L. ChurchAmeriprise Financial Services, LLCKMS Financial Services, Inc.05-03-2012
John Gerald RoellerLPL Financial LLCKMS Financial Services, Inc.10-13-2010
Jonathan Andrew BarwickBarwick & Partners, Inc.KMS Financial Services, Inc.10-14-2015
Jonathan David WrideCrafted Finance, LLCKMS Financial Services, Inc.06-01-2016
Jonathan Wayne RhodesThe O.N. Equity Sales CompanyKMS Financial Services, Inc.03-17-2014
Justine Marie PurvisTIAA-CREF Individual & Institutional Services, LLCKMS Financial Services, Inc.05-17-2013
Katherine Marie BenjaminColumbia Advisory Partners, LLCKMS Financial Services, Inc.01-07-2019
Kathryn Ann BetzJoslin Capital Advisors LLCKMS Financial Services, Inc.08-02-2017
Lloyd Grant CaudleMartel Wealth Advisors IncKMS Financial Services, Inc.08-02-2018
Margaret Anne HaslachNorthwestern Mutual Investment Services, LLCKMS Financial Services, Inc.12-02-2013
Maris Ivars GalinsMG Financial, Inc.KMS Financial Services, Inc.01-02-2014
Mark Stephen MartelMartel Wealth Advisors IncKMS Financial Services, Inc.$1,00008-02-2018
Marvel Tyrone Morgan Jr.LPL Financial LLCKMS Financial Services, Inc.$2504-24-2017
Melissa Ann KarpenPrivate Client Services, LLCKMS Financial Services, Inc.02-11-2016
Michael Doyle JoslinJoslin Capital Advisors LLCKMS Financial Services, Inc.$5008-02-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.