Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Stephen MartelMartel Wealth Advisors IncKMS Financial Services, Inc.08-02-2018
Michael Doyle JoslinJoslin Capital Advisors LLCKMS Financial Services, Inc.08-02-2017
Tarek Alan McaleeJoslin Capital Advisors LLCKMS Financial Services, Inc.08-02-2017
Eric Andrew SmithNatural InvestmentsKMS Financial Services, Inc.08-08-2016
Jonathan David WrideCrafted Finance, LLCKMS Financial Services, Inc.06-01-2016
Shane Patrick LarsonSPLARSON FINANCIAL PLANNING, LLCKMS Financial Services, Inc.05-04-2016
Melissa Ann KarpenPrivate Client Services, LLCKMS Financial Services, Inc.02-11-2016
Jonathan Andrew BarwickBarwick & Partners, Inc.KMS Financial Services, Inc.10-14-2015
Jonathan Wayne RhodesThe O.N. Equity Sales CompanyKMS Financial Services, Inc.03-17-2014
Rizwan RizwiSAR Wealth ManagementKMS Financial Services, Inc.02-06-2014
Margaret Anne HaslachNorthwestern Mutual Investment Services, LLCKMS Financial Services, Inc.12-02-2013
Jamie Frances ReebVoya Financial Advisors, Inc.KMS Financial Services, Inc.07-31-2013
Michael L DaytonPrincipal Securities, Inc.KMS Financial Services, Inc.05-01-2013
Budd Lee CollingsCetera Advisor Networks LLCKMS Financial Services, Inc.01-02-2013
Timothy G MassieTimepiece Financial Planning, Inc.KMS Financial Services, Inc.09-29-2011
John Gerald RoellerLPL Financial LLCKMS Financial Services, Inc.10-13-2010
Sean S. ComptonVALIC Financial Advisors, Inc.KMS Financial Services, Inc.07-26-2010
Vernon Joseph KlassenVALIC Financial Advisors, Inc.KMS Financial Services, Inc.$102-03-2010
Charles Travis RifeHD Vest Investment ServicesKMS Financial Services, Inc.$1011-09-2012
Marvel Tyrone Morgan Jr.LPL Financial LLCKMS Financial Services, Inc.$2504-24-2017
Jeffrey L ChurchAmeriprise Financial Services, Inc.KMS Financial Services, Inc.$2505-03-2012
Donald Lee WellsTitan SecuritiesKMS Financial Services, Inc.$2503-04-2010
Wendy Lee ConnorsLPL Financial LLCKMS Financial Services, Inc.$2511-13-2009
Richard Holton IvesterWaddell & ReedKMS Financial Services, Inc.$3804-12-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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