Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Luis GonzalezWells Fargo Clearing Services, LLCKey Investment Services LLC02-27-2019
Tammara Marie UptonPruco Securities, LLC.Key Investment Services LLC02-25-2019
Chase Rolland MunozAmeriprise Financial Services, Inc.Key Investment Services LLC$2506-01-2018
Abdulaziz Hisham DakhilFisher InvestmentsKey Investment Services LLC01-09-2018
Jana Deann Williams-KaiserJ.P. Morgan Securities LLCKey Investment Services LLC11-30-2017
Christopher WalkerAllstate Financial Services, LLCKey Investment Services LLC10-05-2017
William Eric KernPruco Securities, LLC.Key Investment Services LLC01-05-2017
Anatoliy Mikhaylovich MatyukJ.P. Morgan Securities LLCKey Investment Services LLC12-20-2016
Ryan J AlderferBoone Wealth Advisors, LLCKey Investment Services LLC10-17-2016
Eric William WilsonUnionBanc Investment Services, LLCKey Investment Services LLC06-22-2016
Chelsea M GrimmNorthwestern Mutual Investment Services, LLCKey Investment Services LLC06-16-2016
Natalya Sergeyevna OzerugaJ.P. Morgan Securities LLCKey Investment Services LLC05-27-2016
Jeanette S StoflethMorgan StanleyKey Investment Services LLC04-18-2016
Denise Marie KohlerWells Fargo Clearing Services, LLCKey Investment Services LLC02-26-2016
John Kok WongState Farm VP Management Corp.Key Investment Services LLC02-25-2016
Samantha Kayleen PascoeNorthwestern Mutual Investment Services, LLCKey Investment Services LLC02-23-2016
Joseph S LeedomWells Fargo Clearing Services, LLCKey Investment Services LLC07-31-2015
Dani M. HoskinsonFarmers Financial Solutions, LLCKey Investment Services LLC07-24-2015
Shilpy Dhingra AnandJ.P. Morgan Securities LLCKey Investment Services LLC05-05-2015
Joseph Sinhyon KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-17-2015
Daniel Christian YoungEdward JonesKey Investment Services LLC02-20-2015
Lori Lynn NutterStifel, Nicolaus & Company, IncorporatedKey Investment Services LLC10-17-2014
Benjamin Js BaffaMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC04-15-2014
Brian Shane JacobusLPL Financial LLCKey Investment Services LLC$2503-27-2014
Kwang YiMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC02-14-2014
Next Page »

Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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