Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amarinder Singh SandhuMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-18-2020
Zachary Michael TornquistKestra Investment Services, LLCKey Investment Services LLC10-16-2019
Shannon Rachael KellyUBS Financial Services Inc.Key Investment Services LLC09-05-2019
David An TranAllstate Financial Services, LLCKey Investment Services LLC08-15-2019
Jason O. WillU.S. Bancorp Investments, Inc.Key Investment Services LLC05-31-2019
Karl W. WarnerCharles Schwab & Co., Inc.Key Investment Services LLC05-21-2019
David E ScottJ.P. Morgan Securities LLCKey Investment Services LLC04-24-2019
Salisa Ranae RobertsJ.P. Morgan Securities LLCKey Investment Services LLC04-12-2019
Francis Roma PiccoloMercer Global Advisors Inc.Key Investment Services LLC04-04-2019
Jose Luis GonzalezWells Fargo Clearing Services, LLCKey Investment Services LLC02-27-2019
Tammara Marie UptonPruco Securities, LLC.Key Investment Services LLC02-25-2019
Brett Alan Garver180 Wealth Advisors, LLCKey Investment Services LLC01-11-2019
Brandon Gerald RosenbaumCUSO Financial Services, L.P.Key Investment Services LLC$5001-02-2019
Sean Christopher Lee McfarlainJ.P. Morgan Securities LLCKey Investment Services LLC08-29-2018
Selali Korshi KalevorConover Securities CorporationKey Investment Services LLC08-03-2018
Chase Rolland MunozAmeriprise Financial Services, LLCKey Investment Services LLC$2506-01-2018
Crystal G. ChadwickKey Investment Services LLCKey Investment Services LLC05-15-2018
Yindi BoettcherJ.P. Morgan Securities LLCKey Investment Services LLC03-19-2018
Tammy Lynn HudsonUnionBanc Investment Services, LLCKey Investment Services LLC02-21-2018
Abdulaziz Hisham DakhilFisher InvestmentsKey Investment Services LLC01-09-2018
Derek Charles JobeVestory, LLCKey Investment Services LLC01-05-2018
Frank Vincent MillerJ.P. Morgan Securities LLCKey Investment Services LLC12-19-2017
Jana Deann Williams-KaiserJ.P. Morgan Securities LLCKey Investment Services LLC11-30-2017
Christopher WalkerAllstate Financial Services, LLCKey Investment Services LLC$5510-05-2017
Kerry J. ChamberlinMorgan StanleyKey Investment Services LLC08-03-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.