Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin P. SharmanAllstate Financial Services, LLCKey Investment Services LLC06-06-2013
Chase Rolland MunozAmeriprise Financial Services, Inc.Key Investment Services LLC$2506-01-2018
Ryan J. AlderferBoone Wealth Advisors, LLCKey Investment Services LLC10-17-2016
Daniel Christian YoungEdward JonesKey Investment Services LLC02-20-2015
Michael A. HillEdward JonesKey Investment Services LLC12-18-2012
Dani Michelle StormFarmers Financial Solutions, LLCKey Investment Services LLC07-24-2015
Soutsakhone T. SoukphalyFarmers Financial Solutions, LLCKey Investment Services LLC08-08-2012
Abdulaziz Hisham DakhilFisher InvestmentsKey Investment Services LLC01-09-2018
David E ScottJ.P. Morgan Securities LLCKey Investment Services LLC04-24-2019
Brian Shane JacobusLPL Financial LLCKey Investment Services LLC$1003-27-2014
Jason Yong PangLPL Financial LLCKey Investment Services LLC10-17-2011
Benjamin Js BaffaMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC04-15-2014
Laura Louise JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-08-2010
Jeanette S StoflethMorgan StanleyKey Investment Services LLC04-18-2016
Chelsea M GrimmNorthwestern Mutual Investment Services, LLCKey Investment Services LLC06-16-2016
Tammara Marie UptonPruco Securities, LLC.Key Investment Services LLC02-25-2019
Kathren Hsueh WillsRaymond James Financial Services, Inc.Key Investment Services LLC09-18-2012
John K. WongState Farm VP Management Corp.Key Investment Services LLC02-25-2016
Eric William WilsonUnionBanc Investment Services, LLCKey Investment Services LLC06-22-2016
Jose Luis GonzalezWells Fargo Clearing Services, LLCKey Investment Services LLC02-27-2019
Denise Marie KohlerWells Fargo Clearing Services, LLCKey Investment Services LLC02-26-2016
Joseph S LeedomWells Fargo Clearing Services, LLCKey Investment Services LLC07-31-2015

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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