Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicolas Ramon RomeroVoya Financial Advisors, Inc.LPL Financial LLC05-06-2019
Ronald Martin HydeSecurities America, Inc.LPL Financial LLC01-30-2019
Douglas L LillyAmeriprise Financial Services, Inc.LPL Financial LLC$4911-30-2018
John Richard ArnoldVoya Financial Advisors, Inc.LPL Financial LLC$109-18-2018
Nelly Regina HogueRaymond James Financial Services, Inc.LPL Financial LLC09-10-2018
Israel Thomas JacobRaymond James Financial Services, Inc.LPL Financial LLC$10004-19-2018
Matthew Franken KokRaymond James Financial Services, Inc.LPL Financial LLC$1,00004-19-2018
Audra L PerkinsNR Smith & Associates, P.S.LPL Financial LLC02-28-2018
Mustafa Muhammad Hassaan Ali HollingsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-18-2017
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Sarah Leigh KeiblerCetera Advisor Networks LLCLPL Financial LLC08-18-2017
Corey Douglas RossCetera Advisors LLCLPL Financial LLC07-06-2017
Christopher Michael RischeEdward JonesLPL Financial LLC$106-28-2017
Todd Michael KoyamaSelkirk Wealth Advisors, LLCLPL Financial LLC05-31-2017
Andre C SelfaAmeriprise Financial Services, Inc.LPL Financial LLC04-13-2017
Jon David PetersonRaymond James Financial Services, Inc.LPL Financial LLC$10003-24-2017
Mary Barbara MeyersD.A. Davidson & Co.LPL Financial LLC$10303-15-2017
John Fisken KapekTriad Advisors LLCLPL Financial LLC$10002-17-2017
Carol Jean WeemsTriad Advisors LLCLPL Financial LLC$10002-16-2017
Camille Jan V KoppenbergCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Jonna Leigh DamianoCUSO Financial Services, L.P.LPL Financial LLC01-03-2017
Leanne Ozaine SmithColumbia Advisory Partners, LLCLPL Financial LLC10-03-2016
Cotton Lee SearsPurshe Kaplan Sterling InvestmentsLPL Financial LLC$1008-02-2016
Alan Han HensleyMerrimanLPL Financial LLC03-08-2016
George Richard PierceColdstream Securities, Inc.LPL Financial LLC$13103-02-2016
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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