Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik Ray PielstickCWM, LLCLPL Financial LLC07-16-2020
Jeffrey Landon ComstockFinancial Forum, Inc.LPL Financial LLC05-01-2020
Benjamin M BisnettEdward JonesLPL Financial LLC03-02-2020
Teddy Joseph NewmanMoloney Securities Co., Inc.LPL Financial LLC11-04-2019
Aretha D RyanMoloney Securities Co., Inc.LPL Financial LLC11-04-2019
Jeffrey Alan MaclardyRaymond James Financial Services, Inc.LPL Financial LLC10-24-2019
Douglas Raymond MaclardyRaymond James Financial Services, Inc.LPL Financial LLC10-18-2019
Jason Alan HensleyKey Investment Services LLCLPL Financial LLC10-07-2019
Keith E BeasingerEdward JonesLPL Financial LLC06-14-2019
Atif Iqbal MughalFisher InvestmentsLPL Financial LLC05-15-2019
Allen Leo Abbott JrHornor, Townsend & Kent, LLCLPL Financial LLC05-14-2019
Nicolas Ramon RomeroVoya Financial Advisors, Inc.LPL Financial LLC05-06-2019
Sean Charles WestClear Creek Financial Management, LLCLPL Financial LLC$1004-13-2019
Margaret Keane KeoughTriad Investment ManagementLPL Financial LLC01-23-2019
Lincoln Kopetski Joe CilleyU.S. Bancorp Investments, Inc.LPL Financial LLC$10001-07-2019
Scott Matthew SchwitzerFisher InvestmentsLPL Financial LLC12-04-2018
Douglas L LillyAmeriprise Financial Services, LLCLPL Financial LLC$4911-30-2018
Caleb D LillyAmeriprise Financial Services, LLCLPL Financial LLC11-30-2018
James Raymond SimoneRainier Financial Group, Inc.LPL Financial LLC11-02-2018
Bill Pickles Michael Pickles Jim Feist JB Wilson Brad Berger Andy VernonAmeriprise Financial Services, LLCLPL Financial LLC$21710-26-2018
Chris BrefeldFisher InvestmentsLPL Financial LLC10-16-2018
Teresa Kaye MansellCommonwealth Financial NetworkLPL Financial LLC$2009-24-2018
Paul Edward GrutznerKestra Investment Services, LLCLPL Financial LLC$1,00009-21-2018
Christopher Leonard LandaThe O.N. Equity Sales CompanyLPL Financial LLC09-14-2018
Nelly Regina HogueRaymond James Financial Services, Inc.LPL Financial LLC09-10-2018
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.