Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Albert HedwigCUSO Financial Services, L.P.LPL Financial LLC01-26-2015
Alan Han HensleyMerrimanLPL Financial LLC03-08-2016
Allan Harrison ClarkLincoln InvestmentLPL Financial LLC$5001-02-2009
Andre C SelfaAmeriprise Financial Services, Inc.LPL Financial LLC04-13-2017
Andrew Thomas PrenticeColumbia River AdvisorsLPL Financial LLC07-10-2012
Audra L PerkinsNR Smith & Associates, P.S.LPL Financial LLC02-28-2018
Barbara Jean WilliamsCetera Advisor Networks LLCLPL Financial LLC$2506-22-2009
Ben Clark TankeUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Brian Richard DoughtyAmeriprise Financial Services, Inc.LPL Financial LLC08-17-2015
Bruce James WalkerInvestors Capital Corp.LPL Financial LLC06-17-2013
Camille Jan V KoppenbergCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Carol Jean WeemsTriad Advisors LLCLPL Financial LLC$10002-16-2017
Christopher Michael RischeEdward JonesLPL Financial LLC$106-28-2017
Corey Douglas RossCetera Advisors LLCLPL Financial LLC07-06-2017
Cotton Lee SearsPurshe Kaplan Sterling InvestmentsLPL Financial LLC$1008-02-2016
Dale William CloningerInvestment Centers of America, Inc.LPL Financial LLC03-11-2013
Daniel Earl MaulJuetten Personal Financial Planning, LLCLPL Financial LLC09-15-2011
Daniel Jay TreschKMS Financial Services, Inc.LPL Financial LLC$105-02-2014
David Wayne YoungConover Securities CorporationLPL Financial LLC04-11-2011
David William BoyerGWN Securities Inc.LPL Financial LLC10-29-2015
Douglas L LillyAmeriprise Financial Services, Inc.LPL Financial LLC$4911-30-2018
Eric Kim HallFisher InvestmentsLPL Financial LLC03-20-2014
Eric Merle BriggsU.S. Bancorp Investments, Inc.LPL Financial LLC03-21-2012
Galen Kyle KopmanCentaurus Financial, Inc.LPL Financial LLC05-05-2015
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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