Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Albert HedwigCUSO Financial Services, L.P.LPL Financial LLC01-26-2015
Alan Han HensleyMerrimanLPL Financial LLC03-08-2016
Allan Harrison ClarkLincoln InvestmentLPL Financial LLC01-02-2009
Andre C. SelfaAmeriprise Financial Services, LLCLPL Financial LLC04-13-2017
Andrew Lucas FinniganCommonwealth Financial NetworkLPL Financial LLC$2509-24-2018
Andrew Thomas PrenticeColumbia River AdvisorsLPL Financial LLC$1007-10-2012
Aretha D. RyanMoloney Securities Co., Inc.LPL Financial LLC11-04-2019
Arthur Ring BestPruco Securities, LLC.LPL Financial LLC$1012-06-2017
Atif Iqbal MughalFisher InvestmentsLPL Financial LLC05-15-2019
Audra L PerkinsNR Smith & Associates, P.S.LPL Financial LLC02-28-2018
Barbara Jean WilliamsCetera Advisor Networks LLCLPL Financial LLC06-22-2009
Benjamin John RickeyLeonard Rickey Investment Advisors, P.L.L.C.LPL Financial LLC$10004-09-2013
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Brian Richard DoughtyAmeriprise Financial Services, LLCLPL Financial LLC08-17-2015
Bruce James WalkerInvestors Capital Corp.LPL Financial LLC06-17-2013
Caleb D. LillyAmeriprise Financial Services, LLCLPL Financial LLC11-30-2018
Camille Jan V KoppenbergCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Chris BrefeldFisher InvestmentsLPL Financial LLC10-16-2018
Christopher Michael RischeEdward JonesLPL Financial LLC$1006-28-2017
Corey Douglas RossCetera Advisors LLCLPL Financial LLC07-06-2017
Cotton Lee SearsPurshe Kaplan Sterling InvestmentsLPL Financial LLC$1008-02-2016
Dale William CloningerInvestment Centers of America, Inc.LPL Financial LLC$5003-11-2013
Dallas Monroe HutchinsonLPL Financial LLCLPL Financial LLC07-16-2013
Daniel Earl MaulJuetten Personal Financial Planning, LLCLPL Financial LLC09-15-2011
Daniel Jay TreschKMS Financial Services, Inc.LPL Financial LLC$15005-02-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.