Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicolas Ramon RomeroVoya Financial Advisors, Inc.LPL Financial LLC05-06-2019
Ronald Martin HydeSecurities America, Inc.LPL Financial LLC01-30-2019
Nelly Regina HogueRaymond James Financial Services, Inc.LPL Financial LLC09-10-2018
Audra L PerkinsNR Smith & Associates, P.S.LPL Financial LLC02-28-2018
Mustafa Muhammad Hassaan Ali HollingsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-18-2017
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Sarah Leigh KeiblerCetera Advisor Networks LLCLPL Financial LLC08-18-2017
Corey Douglas RossCetera Advisors LLCLPL Financial LLC07-06-2017
Todd Michael KoyamaSelkirk Wealth Advisors, LLCLPL Financial LLC05-31-2017
Andre C SelfaAmeriprise Financial Services, Inc.LPL Financial LLC04-13-2017
Camille Jan V KoppenbergCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Jonna Leigh DamianoCUSO Financial Services, L.P.LPL Financial LLC01-03-2017
Leanne Ozaine SmithColumbia Advisory Partners, LLCLPL Financial LLC10-03-2016
Alan Han HensleyMerrimanLPL Financial LLC03-08-2016
Orrin John Gode IIICommonwealth Financial NetworkLPL Financial LLC12-10-2015
Leslie Rhodes KoonceNorthwest Asset ManagementLPL Financial LLC11-27-2015
David William BoyerGWN Securities Inc.LPL Financial LLC10-29-2015
Ben Clark TankeUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Janet Lynne ChristinUmpqua Investments, Inc.LPL Financial LLC09-08-2015
John Charles CameronUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Kevin Randall StottlemyreUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Kevin Scott McclellandUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Ronald John GubelmanUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Brian Richard DoughtyAmeriprise Financial Services, Inc.LPL Financial LLC08-17-2015
Nicholas Damien RossolilloConcinnus Financial, IncLPL Financial LLC06-23-2015
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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