Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith E. BeasingerEdward JonesLPL Financial LLC06-14-2019
Ronald Martin HydeSecurities America, Inc.LPL Financial LLC01-30-2019
James Raymond SimoneRainier Financial Group, Inc.LPL Financial LLC11-02-2018
Nelly Regina HogueRaymond James Financial Services, Inc.LPL Financial LLC09-10-2018
Seongbae KimSummit Brokerage Services, Inc.LPL Financial LLC08-17-2018
Audra L PerkinsNR Smith & Associates, P.S.LPL Financial LLC02-28-2018
David Geoffrey MannHighland Capital Advisors, LLCLPL Financial LLC01-22-2018
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Dennis Michael RennakerHelium Advisors LLCLPL Financial LLC07-28-2017
Corey Douglas RossCetera Advisors LLCLPL Financial LLC07-06-2017
Todd Michael KoyamaSelkirk Wealth Advisors, LLCLPL Financial LLC05-31-2017
Andre C. SelfaAmeriprise Financial Services, Inc.LPL Financial LLC04-13-2017
Ryan HeacockFinancial Management, Inc.LPL Financial LLC02-09-2017
Leanne Ozaine SmithColumbia Advisory Partners, LLCLPL Financial LLC10-03-2016
Alan Han HensleyMerrimanLPL Financial LLC03-08-2016
Brian Richard DoughtyAmeriprise Financial Services, Inc.LPL Financial LLC08-17-2015
Nicholas Damien RossolilloConcinnus Financial, IncLPL Financial LLC06-23-2015
Adrian Albert HedwigCUSO Financial Services, L.P.LPL Financial LLC01-26-2015
Laura Ann NelsonWells Fargo Advisors Financial Network, LLCLPL Financial LLC12-03-2014
Jess Foster CarknerKMS Financial Services, Inc.LPL Financial LLC07-25-2014
Jacob Thomas DeschenesERA Capital Management LLCLPL Financial LLC08-29-2013
Randy Lee MichelsenKMS Financial Services, Inc.LPL Financial LLC05-28-2013
Patrick Eugene ChurchChurch Capital, LLCLPL Financial LLC05-16-2013
William M. KirchnerKirchner Financial Services, Inc.LPL Financial LLC10-25-2012
Steven E MangerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-27-2012
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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