Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Orrin John Gode IIICommonwealth Financial NetworkLPL Financial LLC12-10-2015
Leslie Rhodes KoonceNorthwest Asset ManagementLPL Financial LLC11-27-2015
David William BoyerGWN Securities Inc.LPL Financial LLC10-29-2015
Ben Clark TankeUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Janet Lynne ChristinUmpqua Investments, Inc.LPL Financial LLC09-08-2015
John Charles CameronUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Kevin Randall StottlemyreUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Kevin Scott McclellandUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Ronald John GubelmanUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Brian Richard DoughtyAmeriprise Financial Services, Inc.LPL Financial LLC08-17-2015
Nicholas Damien RossolilloConcinnus Financial, IncLPL Financial LLC06-23-2015
Galen Kyle KopmanCentaurus Financial, Inc.LPL Financial LLC05-05-2015
Paul Edward TichyFisher InvestmentsLPL Financial LLC03-17-2015
Adrian Albert HedwigCUSO Financial Services, L.P.LPL Financial LLC01-26-2015
Todd Edward WiersumIndependent Financial Group, LLCLPL Financial LLC12-16-2014
Laura Ann NelsonWells Fargo Advisors Financial Network, LLCLPL Financial LLC12-03-2014
Robert Karl Adams Jr.Cetera Advisor Networks LLCLPL Financial LLC10-01-2014
Jeremy Andrew HawkinsCUNA Brokerage Services, Inc.LPL Financial LLC09-16-2014
Jess Foster CarknerKMS Financial Services, Inc.LPL Financial LLC$15007-25-2014
Paul Edward JohnsonUBS Financial Services Inc.LPL Financial LLC07-11-2014
Daniel Jay TreschKMS Financial Services, Inc.LPL Financial LLC$105-02-2014
Stephen Walker GreenINVEST Financial CorporationLPL Financial LLC04-21-2014
Eric Kim HallFisher InvestmentsLPL Financial LLC03-20-2014
Irene Suet Lee-SluysWaddell & ReedLPL Financial LLC10-21-2013
Kirby Lee ZellerCetera Advisors LLCLPL Financial LLC$5010-04-2013
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Showing 26 to 50 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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