Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Franken KokRaymond James Financial Services, Inc.LPL Financial LLC04-19-2018
Audra L PerkinsNR Smith & Associates, P.S.LPL Financial LLC02-28-2018
David Geoffrey MannHighland Capital Advisors, LLCLPL Financial LLC01-22-2018
Mustafa Muhammad Hassaan Ali HollingsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-18-2017
Arthur Ring BestPruco Securities, LLC.LPL Financial LLC$1012-06-2017
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Yali P. ShenemanCetera Investment Services LLCLPL Financial LLC09-25-2017
Jack Aaron ZornesCharles Schwab & Co., Inc.LPL Financial LLC08-15-2017
Dennis Michael RennakerHelium Advisors LLCLPL Financial LLC07-28-2017
Corey Douglas RossCetera Advisors LLCLPL Financial LLC07-06-2017
Christopher Michael RischeEdward JonesLPL Financial LLC$1006-28-2017
Todd Michael KoyamaSelkirk Wealth Advisors, LLCLPL Financial LLC05-31-2017
Andre C. SelfaAmeriprise Financial Services, LLCLPL Financial LLC04-13-2017
Jon David PetersonRaymond James Financial Services, Inc.LPL Financial LLC$10003-24-2017
Mary Barbara MeyersD.A. Davidson & Co.LPL Financial LLC$10303-15-2017
Vincent Luke DonivanInvestor FanLPL Financial LLC02-09-2017
Camille Jan V KoppenbergCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Jonna Leigh DamianoCUSO Financial Services, L.P.LPL Financial LLC$2501-03-2017
Leanne Ozaine SmithColumbia Advisory Partners, LLCLPL Financial LLC10-03-2016
Cotton Lee SearsPurshe Kaplan Sterling InvestmentsLPL Financial LLC$1008-02-2016
Alan Han HensleyMerrimanLPL Financial LLC03-08-2016
George Richard PierceColdstream Securities, Inc.LPL Financial LLC$5003-02-2016
Orrin John Gode IIICommonwealth Financial NetworkLPL Financial LLC$5012-10-2015
Kristofer Per NydenTD Ameritrade, Inc.LPL Financial LLC12-01-2015
Leslie Rhodes KoonceNorthwest Asset ManagementLPL Financial LLC11-27-2015
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Showing 26 to 50 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.