Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John William Misner Jr.Edward JonesMML Investors Services, LLC$20004-18-2019
Robert Dean YoungAllstate Financial Services, LLCMML Investors Services, LLC10-30-2018
Jody Lynn LentzEquity Services, Inc.MML Investors Services, LLC09-25-2018
Alexander Leonidas AinsleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-07-2018
Clement C ChiangAmeriprise Financial Services, Inc.MML Investors Services, LLC$2511-16-2017
Brett Alan GarverKey Investment Services LLCMML Investors Services, LLC08-03-2017
Hillary SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-24-2017
Jenifer Ann SapelPark Avenue Securities LLCMML Investors Services, LLC05-19-2017
Rommel Lopez VerPruco Securities, LLC.MML Investors Services, LLC$2504-05-2017
Joanne WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$105-11-2016
Albert Morris IsraelAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-23-2015
Malcolm Charles BeardPrincipal Securities, Inc.MML Investors Services, LLC09-10-2015
Joel Richard FrankPrincipal Securities, Inc.MML Investors Services, LLC07-15-2015
Todd Paul ClaypoolCetera Advisor Networks LLCMML Investors Services, LLC03-04-2015
Peter Lawrence GastwirthKMS Financial Services, Inc.MML Investors Services, LLC11-28-2014
Nancy Anne Davis HarrisRBC Capital Markets, LLCMML Investors Services, LLC11-10-2014
Kevin Thomas GradyCambridge Investment Research, Inc.MML Investors Services, LLC$109-04-2014
Brandon Ray RedmanSecurian Financial Services, Inc.MML Investors Services, LLC08-06-2014
Kenneth James WilliamsSunStreet Securities, LLCMML Investors Services, LLC06-01-2013
Katherine Marie BenjaminKMS Financial Services, Inc.MML Investors Services, LLC05-09-2013
Shawn Patrick WhatleyFinancial Advocates Investment ManagementMML Investors Services, LLC07-27-2011
Matthew Thomas ElwoodAllstate Financial Services, LLCMML Investors Services, LLC$102-08-2011
Robert Holland LeonardMorgan StanleyMML Investors Services, LLC01-04-2011

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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