Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ross M. KrauseLPL Financial LLCMML Investors Services, LLC$1508-24-2020
Stephen J. CookeAmeritas Investment Company, LLCMML Investors Services, LLC03-05-2020
Sean Thomas WhiteColdstream Securities, Inc.MML Investors Services, LLC03-05-2020
Thomas James JordanCUSO Financial Services, L.P.MML Investors Services, LLC06-17-2019
Elizabeth Goldthwaite GraySecurian Financial Services, Inc.MML Investors Services, LLC05-31-2019
John William Misner Jr.Edward JonesMML Investors Services, LLC$20004-18-2019
Justin Alexander PhillipsCommonwealth Financial NetworkMML Investors Services, LLC04-15-2019
Daniel LunguCSLA Financial IncMML Investors Services, LLC03-18-2019
Brandon Lee SteeleCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Michael Richard BellKMS Financial Services, Inc.MML Investors Services, LLC01-11-2019
William Lewis StanleyHornor, Townsend & Kent, LLCMML Investors Services, LLC$5001-03-2019
Stephen Logan DayRaymond James Financial Services, Inc.MML Investors Services, LLC12-03-2018
Andrew Damian BakerRaymond James Financial Services, Inc.MML Investors Services, LLC$2512-03-2018
Robert Dean YoungAllstate Financial Services, LLCMML Investors Services, LLC10-30-2018
Curt Anthony PedersonAmeriprise Financial Services, LLCMML Investors Services, LLC$8410-16-2018
Darren Clark BlanchardKMS Financial Services, Inc.MML Investors Services, LLC10-12-2018
Jason P. BlanchardKMS Financial Services, Inc.MML Investors Services, LLC10-12-2018
Jody L. LentzEquity Services, Inc.MML Investors Services, LLC$2509-25-2018
Dylan Kenneth DiedrichNYLIFE Securities LLCMML Investors Services, LLC08-01-2018
John Michael SheltonPark Avenue Securities LLCMML Investors Services, LLC$2506-07-2018
Alexander Leonidas AinsleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-07-2018
John Frederick RitezelSecurian Financial Services, Inc.MML Investors Services, LLC$1005-02-2018
Michael David KooymanFisher InvestmentsMML Investors Services, LLC03-20-2018
Clement C ChiangAmeriprise Financial Services, LLCMML Investors Services, LLC$2511-16-2017
Jason James CaseyTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC10-26-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.