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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rong LuHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2020
Steven Alden SchaubFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2020
Matthew Thomas LazarasLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Alayna Ahmad-BensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Shane PhillipsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2020
Joshua Owen BakerAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2020
Bryan Daniel RayFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2020
Colby Chance StirratColdstream Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Durrell Bess Jr.Fisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Travis John KokaliaresFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Thomas MachadoFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Corey Andrew HollandFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
Kerry Eugene WateAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Nicholas Timothy HemphillAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Marcie GreenAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Stefan David PapasoffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-06-2019
Jaren R. PackardJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
Monty Long Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2019
Daniel Joseph PerrinoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2019
Connor Richard EmmertFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2019
Travis JohnsonThe Retirement Solution Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2019
Jing WangFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2019
Michael Glen SmithM. S. Howells & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-01-2019
Andrew BlankenshipU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Robert J. BaggettFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Next Page »

Showing 1 to 25 of 303 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.