Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jiajia WangJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
Daniel SuhRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2020
Ionut GusuRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2020
Glen Gaylord GavinLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2020
James Trunghieu NguyenFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2020
Nicholis Jay ColeFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Tzu-Yu LiuCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2020
Richard A RosbachMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-26-2020
Winifred Ann RosbachMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2020
Justin Thomas FarmerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2020
Jeremy Kyle RussellAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2020
Rong LuHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2020
Steven Alden SchaubFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2020
Dana Lynette AldersonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2020
Matthew Thomas LazarasLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Alayna Ahmad-bensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Shane PhillipsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2020
Joshua Owen BakerAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1601-16-2020
Bryan Daniel RayFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2020
Colby Chance StirratColdstream Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Durrell Bess JrFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Travis John KokaliaresFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Thomas George MachadoFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Joel Stuart PetersenSound Legacy Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2020
Christine Antoinette TrostleSound Legacy Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
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Showing 1 to 25 of 206 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.