Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darren Norman Henke180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2017
Richard Wayne Buchan180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Sylvia Parker180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Jeremy Kyle RussellAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2020
Shane PhillipsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2020
Joshua Owen BakerAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1601-16-2020
Kerry Eugene WateAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Nicholas Timothy HemphillAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Marcie GreenAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Cheryl Ann RumbolzAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12408-23-2019
Bowen Steven ScottAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Steven E CarpmailAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Daniel J AdamsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-26-2019
Matthew J TruscottAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-17-2019
David Yee HuangAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2015
Joey Raymond SmithAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-05-2010
Nicholas Patrick CallahanCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-05-2013
Tzu-Yu LiuCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2020
Kaile Hart Berzins-CrowellCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2019
Kyle Lawrence DofelmierCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2009
Terrance Edward ONeilClear Creek Financial Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-25-2018
Colby Chance StirratColdstream Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Mitch Wayne HamiltonCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-07-2016
Charles Eric GrethCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2015
Aron ThompsonD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$12006-19-2018
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Showing 1 to 25 of 206 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.