Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jered Bauman FowlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-02-2009
Bryan L. HendricksonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009
Joseph Arthur MarshUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
John William RussellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
David Herbert SeidelOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20001-22-2009
Kevin Puryear YoungUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Scott Anthony VentozaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-23-2009
Jon R. McMillanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$501-23-2009
Larry Jay FlockRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Shane Michael FlockRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Tony J FlockRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Kenneth HasselbalchMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
William Culp KruegerMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
Thomas Gilbert HerrinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Richard Patrick AdamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-27-2009
Brett Thomas WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-27-2009
Paul Richard AdamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Jenna M BrazileUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
James Garland AnthonyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20003-01-2009
Gerald Laurence KulikRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2009
Randall E DugganRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2009
Jeanne Elizabeth ForreyRobinswood FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
Michelle Kay StarryRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Patricia Rae ElzeyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-20-2009
Todd Matthew HankinsWamu Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.