Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jered Bauman FowlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-02-2009
Bryan L. HendricksonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009
Joseph Arthur MarshUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
John William RussellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
David Herbert SeidelOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20001-22-2009
Kevin Puryear Young, Scott Anthony Ventoza, Jon R. McMillanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Thomas Gilbert HerrinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Jeanne Elizabeth ForreyRobinswood FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
Patricia Rae ElzeyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-20-2009
Michelle Kay StarryRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Monisha Maria BrandtEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
John Hoagland Easley IIILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2009
Jeffrey Peter BiermanskiD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2010
Michael James FisetteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-26-2010
Erica S. FisetteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2010
Joey Raymond SmithAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2010
Jerry Lee BarnettWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2010
Jeffrey Hagen AndersonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2010
Mickey B. PortnoyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2010
Shu-Hui HouMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2010
Susannah Jane VetschMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2010
Peter Byounghan OhLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2010
Brent Allen LyonsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2010
Hyon Yong KimKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2010
Mohamed Reza DekhaniLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2011
Next Page »

Showing 1 to 25 of 122 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.