Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher William BellEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Daniel Whitney SullivanTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Jeffrey Michael BowlbyFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2019
Dennis Wayne Williams Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Charles Francis Taylor Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Rick McDonaldViridian AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2018
Harve Eugene MenkensPacific Portfolio Consulting, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2018
Thomas A. Laudisi Jr.Fisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2018
James Randall WhiteOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2017
William Guy HowardOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2017
Sylvia Parker180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Marilyn Maureen AmesUmpqua Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2017
Robert Lee GentryFreestone Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2017
Jeffrey Charles JanewayKMS Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2017
Kevin Eric WellsKMS Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2016
Jimmy YiTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2016
Brett James BartonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
James Edward UtzWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2016
Mitch Wayne HamiltonCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2016
Beth J. ParsonsU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2016
Ty Robert SpencerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2016
Trevor John CobbGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2015
David Seth HelmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2015
Matthew Earl HardyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Steven Robert JosephsenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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