Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholis Jay ColeFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Steven Alden SchaubFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2020
Bryan Daniel RayFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2020
Durrell Bess Jr.Fisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Travis John KokaliaresFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Thomas MachadoFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Corey Andrew HollandFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
Connor Richard EmmertFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2019
Robert J. BaggettFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Kevin Leo GaffeyFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2019
Joseph David NappiFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-20-2019
Carolyn A VertovecFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Omeed ShayeghFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2019
Christopher Phong PhamFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2019
Steven NewmanFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2019
Austin BaileyFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2019
Lucas Charles LeglerFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2019
Victoria Renata DekanyFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2019
Frederick Booker Turner IVFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2019
Kevin ZasadaFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
Jeffrey Michael BowlbyFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2019
Jared Lyle HarguessFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Adam Rene EugeneFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2018
Samuel Everett MattsonFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2018
Christopher R MancusoFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2018
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.