Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard A. RosbachMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-26-2020
Winifred Ann RosbachMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2020
Alayna Ahmad-BensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Stefan David PapasoffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-06-2019
Sayuj MallaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2018
Ian Qc WangMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2018
Russell Ivan GallenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2018
Ann Allison BobergMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Kenneth Scott SchiewetzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-26-2017
Erik Douglas JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-26-2017
Katie J. ReedMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2017
Jammie Lee Ann HunterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2016
Sally Kathryn BeckwithMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-24-2016
David James ThompsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2016
Brett James BartonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Jerry Bruce MillarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2015
C Jason VeinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2015
Elizabeth M. StrathyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2014
Laurel Ann NelsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2013
Gregory Lance JimenezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-15-2013
Michael Patrick EberlyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2013
G J AbboudMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2012
Dawn Austin CarsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2012
David Elroy SteeleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2012
Matthew David SteeleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2012
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.