Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Earl HardyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Steven Robert JosephsenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Thomas Jay LittleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Marc John GeorgeadisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Thomas Alfred LittleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Scott J. KirkpatrickUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Ford Gerard PostonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Cameron Scott HardyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
David Thomas CritchfieldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
John Lawerence GreeneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2014
Gary Allan GrossblattUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2013
Mickey B. PortnoyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2010
Kevin Puryear Young, Scott Anthony Ventoza, Jon R. McMillanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
John William RussellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Joseph Arthur MarshUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
Daniel Jay WilskieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2018
Derek Joseph GlynnUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-17-2015
John L. GreeneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$6312-11-2014
Jason William TherrellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-17-2015

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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