Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Harold StankeyPruco Securities, LLC.MetLife Securities Inc.08-25-2016
Patrick DevineUmpqua Investments, Inc.MetLife Securities Inc.05-05-2016
Darlene Sue PochAmeriprise Financial Services, Inc.MetLife Securities Inc.$10004-29-2016
Rodney Wayne Rich Jr.Ameriprise Financial Services, Inc.MetLife Securities Inc.04-29-2016
Thomas Ludford McnairNYLIFE Securities LLCMetLife Securities Inc.$2503-14-2016
William Benjamin Allen McnairNYLIFE Securities LLCMetLife Securities Inc.$5001-13-2016
Robert Leonard MccaslinAmeriprise Financial Services, Inc.MetLife Securities Inc.12-04-2015
Devin Garrett LoughlinRaymond James Financial Services, Inc.MetLife Securities Inc.11-09-2015
Muriel H. WangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.08-07-2015
Kathleen Marie OconnorCommonwealth Financial NetworkMetLife Securities Inc.04-02-2015
Mark Keith NelsonWaddell & ReedMetLife Securities Inc.03-05-2015
Christopher George BafusCommonwealth Financial NetworkMetLife Securities Inc.02-06-2015
Debora Renee CollinsCambridge Investment Research, Inc.MetLife Securities Inc.$10001-02-2015
Brian John NorrisWells Fargo Clearing Services, LLCMetLife Securities Inc.12-24-2014
Travis Justin StolcisLPL Financial LLCMetLife Securities Inc.$112-16-2013
Tyrel Wayne LaceyRaymond James Financial Services, Inc.MetLife Securities Inc.08-19-2013
Brent Harvey SolowayRaymond James Financial Services, Inc.MetLife Securities Inc.$5008-12-2013
Edward Charles BradleyRaymond James Financial Services, Inc.MetLife Securities Inc.$2508-12-2013
Jeremy Todd TaylorRaymond James Financial Services, Inc.MetLife Securities Inc.$2508-12-2013
Kevin Michael SkogenRaymond James Financial Services, Inc.MetLife Securities Inc.$5008-12-2013
Nancy Jane Boggs LapointeCommonwealth Financial NetworkMetLife Securities Inc.$108-09-2013
Thomas Carter Coffin IILPL Financial LLCMetLife Securities Inc.$102-07-2013
Mark Thomas DoddWaddell & ReedMetLife Securities Inc.12-04-2012
Shane PhillipsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-13-2012
Evan Alexander HarrisLPL Financial LLCMetLife Securities Inc.10-29-2012
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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