Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent H. SolowayRaymond James Financial Services, Inc.MetLife Securities Inc.$50008-12-2013
Brian John NorrisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MetLife Securities Inc.12-24-2014
Christopher George BafusCommonwealth Financial NetworkMetLife Securities Inc.02-06-2015
Cory Edwin ShepherdPark Avenue Securities LLCMetLife Securities Inc.10-02-2012
Darlene Sue PochAmeriprise Financial Services, Inc.MetLife Securities Inc.$25004-29-2016
Debora Renee CollinsCambridge Investment Research, Inc.MetLife Securities Inc.$10001-02-2015
Edward Charles BradleyRaymond James Financial Services, Inc.MetLife Securities Inc.$25008-12-2013
Evan Alexander HarrisLPL Financial LLCMetLife Securities Inc.10-29-2012
Jeremy Todd TaylorRaymond James Financial Services, Inc.MetLife Securities Inc.$25008-12-2013
Kevin Michael SkogenRaymond James Financial Services, Inc.MetLife Securities Inc.$50008-12-2013
Mark Keith NelsonWaddell & ReedMetLife Securities Inc.03-05-2015
Mark Thomas DoddWaddell & ReedMetLife Securities Inc.12-04-2012
Muriel H. WangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.08-07-2015
Nancy Jane Boggs LapointeCommonwealth Financial NetworkMetLife Securities Inc.$10008-09-2013
Orlando Ricardo FerraroCommonwealth Financial NetworkMetLife Securities Inc.$10003-28-2014
Patrick Cary DayParkland Securities, LLCMetLife Securities Inc.05-06-2013
Patrick DevineUmpqua Investments, Inc.MetLife Securities Inc.05-05-2016
Robert Harold StankeyPruco Securities, LLC.MetLife Securities Inc.08-25-2016
Robert Leonard MccaslinAmeriprise Financial Services, Inc.MetLife Securities Inc.$10012-04-2015
Rodney Wayne Rich Jr.Ameriprise Financial Services, Inc.MetLife Securities Inc.04-29-2016
Shane PhillipsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-13-2012
Shelly Marie MaasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$50008-27-2012
Steven B. SchwartzCentaurus Financial, Inc.MetLife Securities Inc.$50007-07-2010
Terry Ann CookLPL Financial LLCMetLife Securities Inc.08-23-2010
Thomas Carter Coffin IILPL Financial LLCMetLife Securities Inc.$10002-07-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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