Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodney Wayne Rich JrAmeriprise Financial Services, LLCMetLife Securities Inc.04-29-2016
Steven Roger TeichlerSecurian Financial Services, Inc.MetLife Securities Inc.11-09-2015
Kathleen Marie OConnorCommonwealth Financial NetworkMetLife Securities Inc.04-02-2015
Christopher George BafusCommonwealth Financial NetworkMetLife Securities Inc.02-06-2015
Debora Renee CollinsCambridge Investment Research, Inc.MetLife Securities Inc.01-02-2015
Tyrel Wayne LaceyRaymond James Financial Services, Inc.MetLife Securities Inc.08-19-2013
Kevin Michael SkogenRaymond James Financial Services, Inc.MetLife Securities Inc.08-12-2013
Jeremy Todd TaylorRaymond James Financial Services, Inc.MetLife Securities Inc.08-12-2013
Zale Robert CrawfordCommonwealth Financial NetworkMetLife Securities Inc.08-09-2013
Nancy Jane Boggs LapointeCommonwealth Financial NetworkMetLife Securities Inc.08-09-2013
Thomas Carter Coffin IiLPL Financial LLCMetLife Securities Inc.02-07-2013
Mike C DarringtonThrivent Investment Management Inc.MetLife Securities Inc.08-24-2012
Thomas Ludford McNairNYLIFE Securities LLCMetLife Securities Inc.$2503-14-2016
Edward Charles BradleyRaymond James Financial Services, Inc.MetLife Securities Inc.$2508-12-2013
William Benjamin Allen McNairNYLIFE Securities LLCMetLife Securities Inc.$5001-13-2016
Brent H SolowayRaymond James Financial Services, Inc.MetLife Securities Inc.$5008-12-2013
Shelly Marie MaasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$5008-27-2012
Darlene Sue PochAmeriprise Financial Services, LLCMetLife Securities Inc.$10004-29-2016

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.