Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Michael NowlandStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-24-2020
Kristin Elise TorresWaddell & ReedMorgan Stanley$5009-02-2020
William Knox Lang7B Advisors LLCMorgan Stanley08-12-2020
James Herbert GillinghamLPL Financial LLCMorgan Stanley$15007-13-2020
Ryan GriffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-17-2020
Reid S KitagawaIntegrity Financial CorporationMorgan Stanley01-28-2020
James Brady RisalvatoFisher InvestmentsMorgan Stanley01-08-2020
Candida Marie CaseyNorthwest Asset ManagementMorgan Stanley12-10-2019
Geoffrey Charles BurkeNorthwest Asset ManagementMorgan Stanley12-10-2019
Mitchell Devere Anderson JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2019
Kelli Nicole KingmaTschetter GroupMorgan Stanley10-02-2019
Chase Allen MiddlesworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-25-2019
Josiah Paul MartinMML Investors Services, LLCMorgan Stanley09-20-2019
Michael Patrick EberlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-13-2019
Michael M SmithJ.P. Morgan Securities LLCMorgan Stanley08-16-2019
Brian Jeffrey DeutschFisher InvestmentsMorgan Stanley05-20-2019
Michelle Mary EggersStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5005-15-2019
Ross Michael RubinsteinBrighton Jones LLCMorgan Stanley12-12-2018
Jacqueline Maria JacobsenIndependent Financial Group, LLCMorgan Stanley$10011-27-2018
Laurie Ann OvesenFidelity Brokerage Services LLCMorgan Stanley11-14-2018
Cherie Lynn WrightRBC Capital Markets, LLCMorgan Stanley11-12-2018
Joshua D WilsonTD Ameritrade Investment Management, LLCMorgan Stanley08-14-2018
Kevin W OKeefeAmeriprise Financial Services, LLCMorgan Stanley$5007-27-2018
David D Janke JrWells Fargo Clearing Services, LLCMorgan Stanley07-19-2018
Alexx Jule GauthierFisher InvestmentsMorgan Stanley07-17-2018
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.