Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacqueline Maria JacobsenIndependent Financial Group, LLCMorgan Stanley$10011-27-2018
Michael William NapierOppenheimer & Co. Inc.Morgan Stanley$2507-16-2018
Amy Elizabeth FinkLPL Financial LLCMorgan Stanley$5001-11-2018
Daniel Alvin AbbottEdward JonesMorgan Stanley$1,00011-24-2017
Sherri Harrell RyanOppenheimer & Co. Inc.Morgan Stanley$15011-22-2017
Cheree D HansenOppenheimer & Co. Inc.Morgan Stanley$5009-26-2017
Curtis James YoungRaymond James & Associates, Inc.Morgan Stanley$5009-01-2017
Leon Gipson Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$2507-06-2017
Leeann HugginsRaymond James & Associates, Inc.Morgan Stanley06-08-2017
Benjamin Timothy PawlakWells Fargo Clearing Services, LLCMorgan Stanley04-27-2017
Christine Ann PhilippsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$104-17-2017
Samuel Chapman Maxwell IIIExecutive Wealth Group, LLCMorgan Stanley04-10-2017
Trong Dinh PhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2503-17-2017
Kevin Michael ClouseRBC Capital Markets, LLCMorgan Stanley$10001-30-2017
Joseph Clayton OstromPacific Portfolio Consulting, LLCMorgan Stanley12-07-2016
Bruce Edward VinionFSICMorgan Stanley$5011-11-2016
Roderick Paul MuzzyWells Fargo Clearing Services, LLCMorgan Stanley11-03-2016
Alan LubnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15010-07-2016
Edward Alan LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2016
Gagandeep Singh OberoiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2016
Harve Eugene MenkensMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2016
James Byron FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$48610-07-2016
Jason Lyle WeeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-07-2016
Kristen Helene BuxtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-07-2016
Mark Steven HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-07-2016
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Showing 1 to 25 of 179 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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