Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lorelle Kaye FarberHornor, Townsend & Kent, LLCMorgan Stanley$50006-18-2009
Adel Emile SayahOppenheimer & Co. Inc.Morgan Stanley$25006-26-2009
John William LeeD.A. Davidson & Co.Morgan Stanley$50006-30-2009
Gregory Milan WasickChase Investment Services Corp.Morgan Stanley08-01-2009
Daniel Joseph SullivanMcAdams Wright Ragen, Inc.Morgan Stanley$10008-14-2009
Mary Katherine PieperWells Fargo Advisors Financial Network, LLCMorgan Stanley$15008-14-2009
Gary Roy StaplesMcAdams Wright Ragen, Inc.Morgan Stanley$20008-14-2009
John Douglas WarrenMcAdams Wright Ragen, Inc.Morgan Stanley$25008-14-2009
Michele Anne TiesseWells Fargo Advisors Financial Network, LLCMorgan Stanley08-14-2009
Michael Walter RaderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50008-17-2009
Donna Lynn ZubaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-17-2009
James Gregory RambaldiniOppenheimer & Co. Inc.Morgan Stanley$50008-21-2009
Nicholas Patrick CallahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-02-2009
Marc Dean SpinnerLPL Financial LLCMorgan Stanley$50009-11-2009
Jason T CollinsChase Investment Services Corp.Morgan Stanley10-28-2009
Darren Allen GoehnerD.A. Davidson & Co.Morgan Stanley$10011-06-2009
Russell Boyd FodeD.A. Davidson & Co.Morgan Stanley$50011-06-2009
Curtis Scott HarveyD.A. Davidson & Co.Morgan Stanley$50011-06-2009
Steve Marino PicciniD.A. Davidson & Co.Morgan Stanley$10011-11-2009
John Chaney Griffin Jr.KMS Financial Services, Inc.Morgan Stanley$10011-23-2009
Michael PalagiChase Investment Services Corp.Morgan Stanley02-15-2010
Louis Aloysius Conyard IIIOppenheimer & Co. Inc.Morgan Stanley$10002-18-2010
Renee Filler BrisboisJ.P. Morgan Securities LLCMorgan Stanley$50003-03-2010
Lloyd Franklin CherryWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10003-25-2010
Linda Laura KuechenmeisterRaymond James Financial Services, Inc.Morgan Stanley03-25-2010
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Showing 1 to 25 of 224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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