Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam D DrokerWaterRock Global Asset ManagementMorgan Stanley04-01-2011
Alan LubnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15010-07-2016
Alexx Jule GauthierFisher InvestmentsMorgan Stanley07-17-2018
Amy Elizabeth FinkLPL Financial LLCMorgan Stanley$5001-11-2018
Andrew Daniel BeasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-23-2015
Anthony John ReStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-09-2012
Beate Ruessman GreshamWells Fargo Clearing Services, LLCMorgan Stanley04-07-2016
Benjamin Dean DoughtyStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-09-2012
Benjamin Timothy PawlakWells Fargo Clearing Services, LLCMorgan Stanley04-27-2017
Blaine Allen PetersonEdward JonesMorgan Stanley01-15-2016
Brandon Charles CarterRobert W. Baird & Co. IncorporatedMorgan Stanley03-03-2017
Brent Kevin WilliamsWells Fargo Advisors Financial Network, LLCMorgan Stanley$4909-30-2016
Brian Jeffrey DeutschFisher InvestmentsMorgan Stanley05-20-2019
Bruce C MunsterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-06-2015
Candida Marie CaseyNorthwest Asset ManagementMorgan Stanley12-10-2019
Cathleen Ann AckleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-27-2012
Chad R WilcottMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$611-07-2012
Chase Allen MiddlesworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-25-2019
Cheree D HansenOppenheimer & Co. Inc.Morgan Stanley$5009-26-2017
Cherie Lynn WrightRBC Capital Markets, LLCMorgan Stanley11-12-2018
Christine Ann PhilippsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-17-2017
Christopher Anthony PanagiotuLucia Securities, LLCMorgan Stanley05-11-2015
Clinton W BoxmanAmeriprise Financial Services, LLCMorgan Stanley$15002-20-2015
Colby Charles HanoverMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-17-2016
Corrina Kay PhillipsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5007-06-2012
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.