Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kerry J. ChamberlinJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Cherie Lynn WrightRBC Capital Markets, LLCMorgan Stanley11-12-2018
John Allen LeeWells Fargo Clearing Services, LLCMorgan Stanley03-16-2018
Dean Williams PickettOppenheimer & Co. Inc.Morgan Stanley09-22-2017
LeeAnn HugginsRaymond James & Associates, Inc.Morgan Stanley06-08-2017
Benjamin Timothy PawlakWells Fargo Clearing Services, LLCMorgan Stanley04-27-2017
Christine Ann PhilippsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-17-2017
Samuel Chapman Maxwell IIIExecutive Wealth Group, LLCMorgan Stanley04-10-2017
Joseph Clayton OstromPacific Portfolio Consulting, LLCMorgan Stanley12-07-2016
Roderick Paul MuzzyWells Fargo Clearing Services, LLCMorgan Stanley11-03-2016
Todd Charles KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2016
Kristen Helene BuxtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2016
Edward Alan LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2016
Nathan Frederick UnderwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-01-2016
Hung Hoang TranMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-31-2015
Jason Michael AutenWells Fargo Clearing Services, LLCMorgan Stanley07-17-2015
Christopher Anthony PanagiotuLucia Securities, LLCMorgan Stanley05-11-2015
Andrew Daniel BeasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-23-2015
Roger Wallace PrinceAmeriprise Financial Services, Inc.Morgan Stanley02-20-2015
Lindsay Douglas Cleal Jr.Ameriprise Financial Services, Inc.Morgan Stanley01-29-2015
Jeremy Paul KelleyThrivent Investment Management Inc.Morgan Stanley11-17-2014
Dwight S. WhitingAuxano AdvisorsMorgan Stanley10-01-2014
Jonathan Welling BecksteadFisher InvestmentsMorgan Stanley09-19-2014
Benjamin Joseph CombsFisher InvestmentsMorgan Stanley08-21-2014
Robert Willis PehlRaymond James & Associates, Inc.Morgan Stanley07-17-2014
Next Page »

Showing 1 to 25 of 119 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.