Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luzdivina Gil VargasCambridge Investment Research, Inc.NYLIFE Securities LLC02-01-2019
Karl Wongchan WarnerKey Investment Services LLCNYLIFE Securities LLC10-01-2018
Duane Melvin WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-20-2018
Iris Gai XuPrincipal Securities, Inc.NYLIFE Securities LLC01-03-2018
James Douglas HamiltonFortune Financial Services, Inc.NYLIFE Securities LLC04-24-2017
Torsak MangmatiKey Investment Services LLCNYLIFE Securities LLC04-18-2017
Lourdes Sanchez-FlewellingCountry Capital Management CompanyNYLIFE Securities LLC10-13-2016
Wen-Liang HuangSecurian Financial Services, Inc.NYLIFE Securities LLC09-15-2016
Olja DjuranovicMML Investors Services, LLCNYLIFE Securities LLC07-19-2016
Christina Ashley OrdonezJ.P. Morgan Securities LLCNYLIFE Securities LLC06-02-2016
Gary David KonoKey Investment Services LLCNYLIFE Securities LLC10-26-2015
Robert Dean YoungMML Investors Services, LLCNYLIFE Securities LLC09-11-2015
David Michael RothEdward JonesNYLIFE Securities LLC03-10-2015
Deborah Ann WakefieldMML Investors Services, LLCNYLIFE Securities LLC02-11-2015
Nancy Sue RussellAllstate Financial Services, LLCNYLIFE Securities LLC01-16-2015
John Kok WongKey Investment Services LLCNYLIFE Securities LLC12-16-2014
Devin E BackholmG. A. Repple & CompanyNYLIFE Securities LLC12-01-2014
Matthew John WagnerCetera Advisor Networks LLCNYLIFE Securities LLC09-22-2014
Matthew James VerdieckPrincipal Securities, Inc.NYLIFE Securities LLC06-11-2014
Jason Edward OverleesePrincipal Securities, Inc.NYLIFE Securities LLC04-30-2014
Matthew Franken KokLPL Financial LLCNYLIFE Securities LLC04-21-2014
Ronald Gene RodgersPrincipal Securities, Inc.NYLIFE Securities LLC02-01-2013
Melissa Star WilliamsVoya Financial Advisors, Inc.NYLIFE Securities LLC07-29-2011
Ryan Jeffrey WalkerFisher InvestmentsNYLIFE Securities LLC10-05-2010
David Kent ShelbournChase Investment Services Corp.NYLIFE Securities LLC08-01-2010
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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