Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ian G MitzMitz Wealth Management, LLCNorthwestern Mutual Investment Services, LLC02-28-2019
Richard L MillerCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC04-03-2018
Kevin Leslie GaraskyAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC09-20-2017
Alex Daniel AnguianoHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC05-02-2017
Kate Elizabeth BechererMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC05-02-2017
Reece James PoultonFisher InvestmentsNorthwestern Mutual Investment Services, LLC03-22-2017
William J DoseKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-25-2017
Kyle Wayne JohnstonLPL Financial LLCNorthwestern Mutual Investment Services, LLC$1012-13-2016
Derek John GianukakisMetLife Securities Inc.Northwestern Mutual Investment Services, LLC10-24-2016
Robert Craig BishoppTen Capital Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC09-16-2016
Gary C MarkhamMetLife Securities Inc.Northwestern Mutual Investment Services, LLC08-26-2016
Christopher James JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-19-2016
Lim YiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$108-12-2016
Margaret Anne HaslachHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC04-28-2016
Gordon Spencer CampbellColumbia Advisory Partners, LLCNorthwestern Mutual Investment Services, LLC04-27-2016
Victoria Marie MccauleyNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC04-01-2016
Thomas James JordanMetLife Securities Inc.Northwestern Mutual Investment Services, LLC11-18-2015
Matthew HowellBrighton Jones LLCNorthwestern Mutual Investment Services, LLC11-12-2015
Nicholas Roger PascoeStrategic Advisers LLCNorthwestern Mutual Investment Services, LLC06-30-2015
Anthony Atalig SablanNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-13-2015
Colleen Marie BucknumHSBC Securities (USA) Inc.Northwestern Mutual Investment Services, LLC04-28-2015
David A FainM Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC$108-28-2014
Loren Crosby DavidsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-26-2014
Andrew Daniel BeasonMorgan StanleyNorthwestern Mutual Investment Services, LLC11-26-2013
Bryan Thomas AlsburyLincoln InvestmentNorthwestern Mutual Investment Services, LLC$105-13-2013
Next Page »

Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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